Circular Date | Issuer | Structured Product | Symbol(s) |
---|---|---|---|
12.13.11 | Global X | Global X NASDAQ China Technology ETF | QQQC |
12.13.11 | Royal Bank of Scotland | RBS NASDAQ-100 Trendpilot Exchange-Traded Notes | TNDQ |
12.08.11 | Direxion Shares | Direxion Large Cap Insider Sentiment Shares Direxion All Cap Insider Sentiment Shares |
INSD KNOW |
12.08.11 | Global X | Global X FTSE Greece 20 ETF | GREK |
12.06.11 | Global X | Global X NASDAQ 400 Mid Cap ETF Global X NASDAQ 500 ETF |
QQQM QQQV |
12.06.11 | Deutsche Bank AG | PowerShares DB US Inflation ETNs PowerShares DB US Deflation ETNs |
INFL DEFL |
12.01.11 | SPDR Series Trust | SPDR Barclays Capital Investment Grade Floating Rate ETF SPDR Barclays Capital Short Term Treasury ETF |
FLRN SST |
11.30.11 | UBS AG | ETRACS Fisher-Gartman Risk On Exchange-Traded Notes ETRACS Fisher-Gartman Risk Off Exchange-Traded Notes |
ONN OFF |
11.17.11 | iShares | iShares S&P International Preferred dStock Index Fund | IPFF |
11.15.11 | Global X | Global X Social Media Index ETF | SOCL |
11.15.11 | United States Copper Index Fund | United States Copper Index Fund | CPER |
11.10.11 | PIMCO Funds | PIMCO Canada Bond Index Fund PIMCO Germany Bond Index Fund |
CAD BUND |
11.09.11 | Deutsche Bank AG | PowerShares DB Inverse Japanese Govt Bond Futures ETNs PowerShares DB 3X Inverse Japanese Govt Bond Futures ETNs |
JGBS JGBD |
11.09.11 | Deutsche Bank AG | PowerShares DB Inverse Japanese Govt Bond Futures ETNs PowerShares DB 3X Inverse Japanese Govt Bond Futures ETNs |
JGBS JGBD |
11.03.11 | Russell ETFs | Russell Developed ex-U.S. Low Beta ETF Russell Developed ex-U.S. Low Volatility ETF Russell Developed ex-U.S. High Momentum ETF |
XLBT XLVO XHMO |
11.01.11 | PIMCO Funds | PIMCO Australia Bond Index Fund | AUD |
11.01.11 | PowerShares Funds | PowerShares KBW Bank Portfolio PowerShares KBW Regional Banking Portfolio PowerShares KBW Insurance Portfolio PowerShares KBW Capital Markets Portfolio |
KBWB KBWR KBWI KBWC |
10.24.11 | The Royal Bank of Scotland NV | RBS Global Big Pharma Exchange-Traded Notes | DRGS |
10.20.11 | iShares | iShares Emerging Markets Local Currency Bond Fund iShares MSCI USA Minimum Volatility Index Fund iShares MSCI EAFE Minimum Volatility Index Fund iShares MSCI All Country World Minimum Volatility Index Fund iShares MSCI Emerging Markets Minimum Volatility Index Fund |
LEMB USMV EFAV ACWV EEMV |
10.20.11 | Schwab Strategic Trust | Schwab U.S. Dividend Equity ETF | SCHD |
10.17.11 | Credit Suisse AG | VelocityShares 3x Long Gold ETN linked to the S&P GSCI Gold Index VelocityShares 3x Long Silver ETN linked to the S&P GSCI Silver Index VelocityShares 2x Long Platinum ETN linked to the S&P GSCI Platinum Index VelocityShares 2x Long Palladium ETN linked to the S&P GSCI Palladium Index VelocityShares 3x Inverse Gold ETN linked to the S&P GSCI Gold Index VelocityShares 3x Inverse Silver ETN linked to the S&P GSCI Silver Index VelocityShares 2x Inverse Platinum ETN linked to the S&P GSCI Platinum Index VelocityShares 2x Inverse Palladium ETN linked to the S&P GSCI Palladium Index |
UGLD USLV LPLT LPAL DGLD DSLV DPLT DPAL |
10.12.11 | Market Vectors Funds | Market Vectors Renminbi Bond ETF | CHLC |
10.06.11 | Proshares | ProShares Ultra DJ-UBS Natural Gas ProShares UltraShort DJ-UBS Natural Gas |
BOIL KOLD |
10.05.11 | AdvisorShares Trust | Trim Tabs Float Shrink ETF | TTFS |
10.05.11 | Russell ETFs | Russell Small Cap Low P/E ETF Russell Small Cap Aggressive Growth ETF Russell Small Cap Consistent Growth ETF Russell Small Cap Contrarian ETF |
SCLP SGGG SCOG SCTR |
10.05.11 | UBS AG | UBS AG ETRACS Monthly 2xLeveraged ISE Cloud Computing TR Index ETN due October 4, 2041 | LSKY |
10.04.11 | CurrencyShares | CurrencyShares Chinese Renminbi Trust | FXCH |
10.04.11 | Proshares | ProShares Ultra VIX Short-Term Futures ETF ProShares Short VIX Short-Term Futures ETF |
UVXY SVXY |
09.29.11 | SPDR Series Trust | SPDR S&P Software & Services Equipment SPDR S&P Health Care Services ETF SPDR S&P Aerospace & Defense ETF |
XSW XHS XAR |
09.23.11 | PowerShares Funds | PowerShares Chinese Yuan Dim Sum Portfolio | DSUM |
09.22.11 | Claymore Funds | Guggenheim Yuan Bond ETF | RMB |
09.22.11 | FlexShares | FlexShares Morningstar US Market Factors Tilt Index Fund FlexShares Global Upstream Natural Resources Index Fund FlexShares iBoxx 3-Year Target Duration TIPS Index Fund FlexShares iBoxx 5-Year Target Duration TIPS Index Fund |
TILT GUNR TDTT TDTF |
09.21.11 | Credit Suisse AG | Credit Suisse Market Neutral Equity ETN Linked to the HS Market Neutral Index Powered by HOLT due September 22, 2031 | CSMN |
09.19.11 | Barclays Bank PLC | iPath Inverse S&P 500 VIX Short-Term Futures ETN | IVOP |
09.19.11 | Teucrium Commodity Trust | Teucrium Wheat Fund Teucrium Soybean Fund Teucrium Sugar Fund |
WEAT SOYB CANE |
09.15.11 | PowerShares Funds | PowerShares Fundamental Investment Grade Corporate Bond Portfolio | PFIG |
09.15.11 | The Royal Bank of Scotland NV | RBS Oil Trendpilot Exchange-Traded Notes | TWTI |
09.15.11 | UBS AG | ETRACS ISE Solid State Drive Index ETN due September 13, 2041 ETRACS Monthly 2xLeveraged ISE Solid State Drive Index ETN due September 13, 2041 |
SSDD SSDL |
09.13.11 | QuantShares | QuantShares U.S. Market Neutral Value Fund QuantShares U.S. Market Neutral Beta Fund QuantShares U.S. Market Neutral Anti-Beta Fund |
CHEP BTAH BTAL |
09.08.11 | UBS AG | ETRACS Daily Short 1-Month S&P 500 VIX Futures ETN ETRACS Daily Short 2-Month S&P 500 VIX Futures ETN ETRACS Daily Short 3-Month S&P 500 VIX Futures ETN ETRACS Daily Short 4-Month S&P 500 VIX Futures ETN ETRACS Daily Short 5-Month S&P 500 VIX Futures ETN ETRACS Daily Short 6-Month S&P 500 VIX Futures ETN ETRACS 1-Month S&P 500 VIX Futures ETN ETRACS 2-Month S&P 500 VIX Futures ETN ETRACS 3-Month S&P 500 VIX Futures ETN ETRACS 4-Month S&P 500 VIX Futures ETN ETRACS 5-Month S&P 500 VIX Futures ETN ETRACS 6-Month S&P 500 VIX Futures ETN |
AAVX BBVX CCVX DDVX EEVX FFVX VXAA VXBB VXCC VXDD VXEE VXFF |
09.07.11 | QuantShares | QuantShares U.S. Market Neutral Momentum Fund QuantShares U.S. Market Neutral Size Fund QuantShares U.S. Market Neutral Quality Fund QuantShares U.S. Market Neutral Anti-Momentum Fund |
MOM SIZ QLT NOMO |
08.18.11 | Barclays Bank PLC | iPath S&P 500 Dynamic VIX ETN | XVZ |
08.18.11 | iShares | iShares S&P Target Date 2045 Index Fund iShares S&P Target Date 2050 Index Fund iShares MSCI Emerging Markets Small Cap Index Fund |
TWZ TYZ EEMS |
08.16.11 | Market Vectors Funds | Market Vectors REIT Income ETF | MORT |
08.10.11 | EGShares | EGShares India Consumer ETF | INCO |
08.04.11 | EGShares | EGShares Emerging Markets High Income Low Beta ETF | HILO |
08.04.11 | Rydex Funds | Rydex S&P MidCap 400 Equal Weight ETF Rydex S&P SmallCap 600 Equal Weight ETF |
EWMD EWSM |
07.21.11 | UBS AG | ETRACS Internet IPO ETN due July 19, 2041 Monthly 2xLeveraged ETRACS Internet IPO ETN due July 19, 2041 |
EIPO EIPL |
07.14.11 | ProShares | ProShares Hedge Replication ETF | HDG |
07.14.11 | WisdomTree Trust | WisdomTree Global Real Return Fund | RRF |
07.13.11 | IndexIQ Funds | IQ Emerging Markets Mid Cap ETF | EMER |
07.13.11 | Market Vectors Funds | Market Vectors Renminbi Bond ETF | CHLC |
07.13.11 | Precidian Funds | MAXIS Nikkei 225 Index Fund | NKY |
07.13.11 | Schwab Strategic Trust | Schwab U.S. Aggregate Bond ETF | SCHZ |
07.12.11 | Barclays Bank PLC | iPath US Treasury 5-year Bull ETN | DFVL |
07.12.11 | Barclays Bank PLC | iPath US Treasury 5-year Bear ETN | DFVS |
07.11.11 | Barclays Bank PLC | iPath Long Enhanced S&P 500 VIX Mid-Term Futures ETN | VZZB |
06.29.11 | Morgan Stanley | Morgan Stanley S&P 500 Crude Oil Linked ETNs | BARL |
06.23.11 | AdvisorShares Trust | Meidell Tactical Advantage ETF | MATH |
06.23.11 | EGShares | EGShares Basic Materials GEMS ETF EGShares Health Care GEMS ETF EGShares Industrials GEMS ETF EGShares Consumer Goods GEMS ETF EGShares Consumer Services GEMS ETF EGShares Technology GEMS ETF EGShares Telecom GEMS ETF EGShares Utilities GEMS ETF |
LGEM HGEM IGEM GGEM VGEM QGEM TGEM UGEM |
06.21.11 | AdvisorShares Trust | Madrona Forward Domestic ETF Madrona Forward International ETF Madrona Forward Global Bond ETF |
FWDD FWDI FWDB |
06.17.11 | iShares | iShares Floating Rate Note Fund | FLOT |
06.17.11 | PIMCO Funds | PIMCO 0-5 Year High Yield Corporate Bond Index Fund | HYS |
06.16.11 | PowerShares Funds | PowerShares Fundamental Pure Large Growth Portfolio PowerShares Fundamental Pure Large Value Portfolio |
PXLG PXLV |
06.16.11 | UBS AG | Oil Futures Contango ETN due June 14, 2041 Natural Gas Futures Contango ETN due June 14, 2041 |
OILZ GASZ |
06.15.11 | Direxion Shares | Direxion Daily Basic Materials Bull 3X Shares Direxion Daily Basic Materials Bear 3X Shares Direxion Daily Healthcare Bull 3X Shares Direxion Daily Healthcare Bear 3X Shares Direxion Daily Total Market Bear 1X Shares |
MATL MATS CURE SICK TOTS |
06.14.11 | IndexIQ Funds | IQ U.S. Real Estate Small Cap ETF | ROOF |
06.09.11 | DBX ETFs | DBX MSCI Emerging Markets Currency-Hedged Equity Fund DBX MSCI EAFE Currency-Hedged Equity Fund DBX MSCI Brazil Currency-Hedged Equity Fund DBX MSCI Canada Currency-Hedged Equity Fund DBX MSCI Japan Currency-Hedged Equity Fund |
DBEM DBEF DBBR DBCN DBJP |
06.09.11 | Global X Funds | Global X SuperDividend ETF | SDIV |
06.08.11 | Claymore Funds | Guggenheim ABC High Dividend ETF | ABCS |
06.02.11 | Global X Funds | Global X Farming ETF | BARN |
06.02.11 | IndexIQ Funds | IQ Japan Mid Cap ETF | RSUN |
05.27.11 | Russell ETFs | Russell 1000 Low Beta ETF Russell 1000 High Beta ETF Russell 1000 Low Volatility ETF Russell 1000 High Volatility ETF Russell 1000 High Momentum ETF Russell 2000 Low Beta ETF Russell 2000 High Beta ETF Russell 2000 Low Volatility ETF Russell 2000 High Volatility ETF Russell 2000 High Momentum ETF |
LBTA HBTA LVOL HVOL HMTM SLBT SHBT SLVY SHVY SHMO |
05.26.11 | Global X Funds | Global X Fertilizers/Potash ETF | SOIL |
05.26.11 | PowerShares Funds | PowerShares Convertible Securities Portfolio | CVRT |
05.25.11 | Direxcion Shares | Direxion Daily Russia Bull 3X Shares Direxion Daily Russia Bear 3X Shares Direxion Daily Agribusiness Bull 3X Shares Direxion Daily Agribusiness Bear 3X Shares |
RUSL RUSS COWL COWS |
05.25.11 | UBS AG | UBS AG 2X Leveraged Long Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index | BDCL |
05.24.11 | Deutsche Bank AG | PowerShares DB 3X Long US Dollar Index Futures ETNs PowerShares DB 3X Short US Dollar Index Futures ETNs |
UUPT UDNT |
05.24.11 | Global X Funds | Global X Canada Preferred ETF | CNPF |
05.20.11 | iShares | iShares Global Inflation-Linked Bond Fund iShares International Inflation-Linked Bond Fund |
GTIP ITIP |
05.19.11 | Global X Funds | Global X Auto ETF | VROM |
05.19.11 | Russell ETFs | Russell Aggressive Growth ETF Russell Consistent Growth ETF Russell Growth at a Reasonable Price ETF Russell Contrarian ETF Russell Equity Income ETF Russell Low P/E ETF |
AGRG CONG GRPC CNTR EQIN LWPE |
05.18.11 | IndexIQ Funds | IQ Hong Kong Small Cap ETF | HKK |
05.12.11 | First Trust Exchange-Traded Funds | First Trust Mega Cap AlphaDEX Fund | FMK |
05.12.11 | Market Vectors Funds | Market Vectors LatAM Aggregate Bond ETF | BONO |
05.05.11 | First Trust Exchange-Traded Funds | First Trust NASDAQ Global Auto Index Fund | CARZ |
05.05.11 | Global X Funds | Global X Mexico Small-Cap ETF | MEXS |
05.05.11 | IndexIQ Funds | IQ Global Oil Small Cap ETF | IOIL |
05.05.11 | PowerShares Funds | PowerShares S&P 500 High Beta Portfolio PowerShares S&P 500 Low Volatility Portfolio |
SPHB SPLV |
05.04.11 | Global X Funds | Global X Fishing Industry ETF | FISN |
05.03.11 | Global X Funds | Global X Food ETF | EATX |
04.28.11 | UBS AG | UBS AG Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index | BDCS |
04.26.11 | Market Vectors Funds | Market Vectors Investment Grade Floating Rate ETF | FLTR |
04.21.11 | Barclays Bank PLC | iPath Pure Beta Broad Commodity ETN iPath Pure Beta S&P GSCI-Weighted ETN iPath Pure Beta Cocoa ETN iPath Pure Beta Coffee ETN iPath Pure Beta Cotton ETN iPath Pure Beta Sugar ETN iPath Pure Beta Aluminum ETN iPath Pure Beta Copper ETN iPath Pure Beta Lead ETN iPath Pure Beta Nickel ETN iPath Pure Beta Crude Oil ETN iPath Seasonal Natural Gas ETN iPath Pure Beta Agriculture ETN iPath Pure Beta Grains ETN iPath Pure Beta Softs ETN iPath Pure Beta Industrial Metals ETN iPath Pure Beta Energy ETN iPath Pure Beta Livestock ETN iPath Pure Beta Precious Metals ETN |
BCM SBV CHOC CAFÉ CTNN SGAR FOIL CUPM LEDD NINI OLEM DCNG DIRT WEET GRWN HEVY ONG LSTK BLNG |
04.19.11 | First Trust Exchange-Traded Funds | First Trust Mid Cap Value AlphaDEX Fund First Trust Mid Cap Growth AlphaDEX Fund First Trust Small Cap Value AlphaDEX Fund First Trust Small Cap Growth AlphaDEX Fund First Trust Developed Markets ex-US AlphaDEX Fund First Trust Emerging Markets AlphaDEX Fund First Trust Europe AlphaDEX Fund First Trust Latin America AlphaDEX Fund First Trust Asia Pacific ex-Japan AlphaDEX Fund First Trust Brazil AlphaDEX Fund First Trust China AlphaDEX Fund First Trust South Korea AlphaDEX Fund First Trust Japan AlphaDEX Fund |
FNK FNY FYT FYC FDT FEM FEP FLN FPA FBZ FCA FKO FJP |
04.14.11 | Market Vectors Funds | Market Vectors Russia Small-Cap ETF | RSXJ |
04.14.11 | ProShares Funds | ProShares Ultra High Yield ProShares Ultra Investment Grade Corporate |
UJB IGU |
04.14.11 | SPDR Series Trust | SPDR Nuveen S&P High Yield Municipal Bond ETF | HYMB |
04.13.11 | Global X Funds | Global X Waste Management ETF | WSTE |
04.07.11 | SPDR Series Trust | SPDR Barclays Capital Issuer Scored Corporate Bond ETF | CBND |
04.05.11 | Market Vectors Funds | Market Vectors Germany Small-Cap ETF | GERJ |
04.05.11 | ProShares Funds | ProShares Short 7-10 Year Treasury ProShares UltraShort 3-7 Year Treasury |
TBX TBZ |
03.31.11 | iShares | iShares MSCI China Index Fund iShares High Dividend Equity Fund |
MCHI HDV |
03.30.11 | FocusShares | Focus Morningstar US Market Index ETF Focus Morningstar Large Cap Index ETF Focus Morningstar Mid Cap Index ETF Focus Morningstar Small Cap Index ETF Focus Morningstar Basic Materials Index ETF Focus Morningstar Communication Services Index ETF Focus Morningstar Consumer Cyclical Index ETF Focus Morningstar Consumer Defensive Index ETF Focus Morningstar Energy Index ETF Focus Morningstar Financial Services Index ETF Focus Morningstar Health Care Index ETF Focus Morningstar Industrials Index ETF Focus Morningstar Real Estate Index ETF Focus Morningstar Technology Index ETF Focus Morningstar Utilities Index ETF |
FMU FLG FMM FOS FBM FCQ FCL FCD FEG FFL FHC FIL FRL FTQ FUI |
03.31.11 | iShares | iShares MSCI China Index Fund iShares High Dividend Equity Fund |
MCHI HDV |
03.29.11 | ProShares Funds | ProShares Short Investment Grade Corporate | IGS |
03.23.11 | Deutsche Bank AG | PowerShares DB German Bund Futures ETNs PowerShares DB 3X German Bund Futures ETNs PowerShares DB Japanese Government Bond Futures ETNs PowerShares DB 3X Japanese Government Bond Futures ETNs PowerShares DB Italian Treasury Bond Futures ETNs PowerShares DB 3X Italian Treasury Bond Futures ETNs |
BUNL BUNT JGBL JGBT ITLY ITLT |
03.22.11 | Direxion Shares | Direxion Daily 20+ Year Treasury Bear 1X Shares Direxion Daily 7-10 Year Treasury Bear 1X Shares Direxion Daily Total Bond Market Bear 1X Shares |
TYBS TYNS SAGG |
03.22.11 | IndexIQ Funds | IQ Global Agribusiness Small Cap ETF | CROP |
03.22.11 | ProShares Funds | ProShares Short High Yield | SJB |
03.17.11 | Global X Funds | Global X S&P/TSX Venture 30 Canada ETF | TSXV |
03.17.11 | Morgan Stanley | Morgan Stanley Cushing MLP High Income Index ETNs | MLPY |
03.17.11 | WisdomTree Trust | WisdomTree Asia Local Debt Fund | ALD |
03.15.11 | Global X Funds | Global X Pure Gold Miners ETF Global X Oil Equities ETF |
GGGG XOIL |
03.15.11 | Market Vectors Funds | Market Vectors Colombia ETF | COLX |
03.08.11 | Credit Suisse AG | Credit Suisse 2X Monthly Leveraged Credit Suisse Merger Arbitrage Liquid Index (Net) ETN | CSMB |
03.03.11 | Global X Funds | Global X FTSE Argentina 20 ETF | ARGT |
03.03.11 | PowerShares Funds | PowerShares Senior Loan Portfolio | BKLN |
02.24.11 | FactorShares | FactorShares 2X: Gold Bull/S&P500 Bear Fund FactorShares 2X: Oil Bull/S&P500 Bear Fund FactorShares 2X: TBond Bull/S&P500 Bear Fund FactorShares 2X: S&P 500 Bull/TBond Bear Fund FactorShares 2X: S&P 500 Bull/USD Bear Fund |
FSG FOL FSA FSE FSU |
02.24.11 | SPDR Series Trust | SPDR Barclays Capital Emerging Markets ETF SPDR S&P Emerging Markets Dividend ETF |
EBND EDIV |
02.23.11 | Teucrium Commodity Trust | Teucrium Crude Oil Fund | CRUD |
02.22.11 | The Royal Bank of Scotland NV | TRBS Gold Trendpilot Exchange-Traded Notes | TBAR |
02.17.11 | First Trust Exchange-Traded Funds | First Trust NASDAQ CEA Smartphone Index Fund | FONE |
02.17.11 | Global X Funds | Global X FTSE ASEAN 40 ETF | ASEA |
02.10.11 | ProShares | ProShares UltraShort TPS | TPS |
02.03.11 | Global X Funds | Global X FTSE Andean 40 ETF | AND |
02.01.11 | Teucrium Commodity Trust | Teucrium Natural Gas Fund | NAGS |
01.28.11 | Vanguard Funds | Vanguard Total International Stock ETF | VXUS |
01.27.11 | Pax World Funds | Pax MSCI EAFE ESG Index ETF | EAPS |
01.27.11 | The Royal Bank of Scotland NV | RBS US Mid Cap Trendpilot Exchange-Traded Notes | TRNM |
01.27.11 | SPDR Series Trust | SPDR S&P Health Care Equipment SPDR S&P Transportation ETF SPDR S&P Telecom ETF |
XHE XTN XTL |
01.25.11 | Claymore Funds | Guggenheim BulletShares 2012 High Yield Corporate Bond ETF Guggenheim BulletShares 2013 High Yield Corporate Bond ETF Guggenheim BulletShares 2014 High Yield Corporate Bond ETF Guggenheim BulletShares 2015 High Yield Corporate Bond ETF |
BSJC BSJD BSJE BSJF |
01.25.11 | Global X Funds | Global X Russell Emerging Markets Growth ETF Global X Russell Emerging Markets Value ETF |
EMGX EMVX |
01.14.11 | Barclays Bank PLC | iPath Inverse January 2021 S&P 500 VIX Short-Term Futures ETN | IVO |
01.14.11 | ETFS Asian Gold Trust | ETFS Physical Asian Gold Share | AGOL |
01.13.11 | Schwab Strategic Trust | Schwab U.S. Mid-Cap ETF Schwab U.S. REIT ETF |
SCHM SCHH |
01.12.11 | Rydex Funds | Rydex MSCI All Country World (ACWI) Equal Weight ETF | EWAC |
01.05.11 | Global X Funds | Global X Aluminum ETF | ALUM |
01.05.11 | WisdomTree Trust | WisdomTree Managed Futures Strategy Fund | WDTI |
01.04.11 | ProShares | ProShares VIX Short-Term Futures ETF ProShares VIX Mid-Term Futures ETF |
VIXY VIXM |