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Information Circulars 2023

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/04/2023 GCAD Gabelli ETFs Trust Gabelli Commercial Aerospace and Defense Fund NYSE Arca
01/09/2023 WCEO Affinity World Leaders Equity ETF Hypatia Women CEO ETF NYSE Arca
01/11/2023 MEMX Matthews International Funds Matthews Emerging Markets ex China Active ETF NYSE Arca
01/11/2023 SNAV Collaborative Investment Series Trust Mohr Sector Nav ETF BATS BZX Exchange
01/11/2023 ZSB USCF ETF Trust USCF Sustainable Battery Metals Strategy Fund NYSE Arca
01/12/2023 CLOA BlackRock ETF Trust II BlackRock AAA CLO ETF NASDAQ Global Market
01/12/2023 KLIP KraneShares Trust KraneShares China Internet and Covered Call Strategy ETF NYSE Arca
01/19/2023 PRFD PIMCO U.S. Treasury Index Fund PIMCO Preferred and Capital Securities Active Exchange-Traded Fund NYSE Arca
01/20/2023 PCRB Putnam ETF Trust Putnam ESG Core Bond ETF NYSE Arca
01/20/2023 PHYD Putnam ETF Trust Putnam ESG High Yield ETF NYSE Arca
01/20/2023 PPEM Putnam ETF Trust Putnam PanAgora ESG Emerging Markets Equity ETF NYSE Arca
01/20/2023 PPIE Putnam ETF Trust Putnam PanAgora ESG International Equity ETF NYSE Arca
01/20/2023 PULT Putnam ETF Trust Putnam ESG Ultra Short ETF NYSE Arca
01/23/2023 GDEF Goldman Sachs ETF Trust Goldman Sachs Defensive Equity ETF NYSE Arca
01/23/2023 GJAN First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - January BATS BZX Exchange
01/24/2023 CLOZ Series Portfolios Trust Panagram BBB-B CLO ETF NYSE Arca
01/25/2023 TPMN The Timothy Plan Timothy Plan Market Neutral ETF NYSE Arca
01/26/2023 FTBD Fidelity Merrimack Street Trust Fidelity Tactical Bond ETF NYSE Arca
01/30/2023 MEDX Listed Funds Trust Horizon Kinetics Medical ETF NASDAQ Global Market
01/30/2023 SPAQ Listed Funds Trust Horizon Kinetics SPAC Active ETF NASDAQ Global Market
01/31/2023 STXE EA Series Trust Strive Emerging Markets Ex-China ETF NYSE Arca
02/01/2023 CDEI Morgan Stanley ETF Trust Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF NYSE Arca
02/01/2023 CVIE Morgan Stanley ETF Trust Calvert International Responsible Index ETF NYSE Arca
02/01/2023 CVLC Morgan Stanley ETF Trust Calvert US Large-Cap Core Responsible Index ETF NYSE Arca
02/01/2023 CVMC Morgan Stanley ETF Trust Calvert US Mid-Cap Core Responsible Index ETF NYSE Arca
02/01/2023 CVSB Morgan Stanley ETF Trust Calvert Ultra-Short Investment Grade ETF NYSE Arca
02/01/2023 CVSE Morgan Stanley ETF Trust Calvert US Select Equity ETF NYSE Arca
02/01/2023 FEBT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Feb ETF NYSE Arca
02/01/2023 FEBW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Feb ETF NYSE Arca
02/01/2023 LALT First Trust Exchange-Traded Fund VIII First Trust Multi-Strategy Alternative ETF NYSE Arca
02/02/2023 COPJ Sprott Funds Trust Sprott Junior Copper Miners ETF NASDAQ Global Market
02/02/2023 EGUS iShares Trust iShares ESG Aware MSCI USA Growth ETF BATS BZX Exchange
02/02/2023 EVUS iShares Trust iShares ESG Aware MSCI USA Value ETF BATS BZX Exchange
02/02/2023 LITP Sprott Funds Trust Sprott Lithium Miners ETF NASDAQ Global Market
02/02/2023 SETM Sprott Funds Trust Sprott Energy Transition Materials ETF NASDAQ Global Market
02/02/2023 URNJ Sprott Funds Trust Sprott Junior Uranium Miners ETF NASDAQ Global Market
02/03/2023 RYSE ETF Series Solutions Cboe Vest 10 Year Interest Rate Hedge ETF BATS BZX Exchange
02/06/2023 SROI Calamos ETF Trust Calamos Antetokounmpo Global Sustainable Equities ETF NYSE Arca
02/07/2023 KRUZ Series Portfolios Trust Unusual Whales Subversive Republican Trading ETF BATS BZX Exchange
02/07/2023 NANC Series Portfolios Trust Unusual Whales Subversive Democratic Trading ETF BATS BZX Exchange
02/07/2023 UNIY WisdomTree Trust WisdomTree Voya Yield Enhanced USD Universal Bond Fund NASDAQ Global Market
02/08/2023 RSBT Tidal Trust II Return Stacked Bonds & Managed Futures ETF BATS BZX Exchange
02/08/2023 SURI Simplify Exchange Traded Funds Simplify Propel Opportunities ETF NYSE Arca
02/13/2023 CAMX The Advisors? Inner Circle Fund Cambiar Aggressive Value ETF NYSE Arca
02/15/2023 SUPP Engine No. 1 ETF Trust Engine No. 1 Transform Supply Chain ETF BATS BZX Exchange
02/15/2023 WTID Bank Of Montreal MicroSectors Energy -3X Inverse Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/15/2023 WTIU Bank Of Montreal MicroSectors Energy 3X Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/16/2023 IVRS iShares Trust iShares Future Metaverse Tech and Communications ETF NYSE Arca
02/21/2023 GFEB First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - February BATS BZX Exchange
02/22/2023 DULL Bank Of Montreal MicroSectors Gold -3X Inverse Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/22/2023 NVIR Listed Funds Trust Horizon Kinetics Energy and Remediation ETF NYSE Arca
02/22/2023 QYLE Global X Funds Global X Nasdaq 100 ESG Covered Call ETF NASDAQ Global Market
02/22/2023 SHNY Bank Of Montreal MicroSectors Gold 3X Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/22/2023 XYLE Global X Funds Global X S&P 500 ESG Covered Call ETF NYSE Arca
02/24/2023 BEMB iShares Trust iShares J.P. Morgan Broad USD Emerging Markets Bond ETF BATS BZX Exchange
03/01/2023 BSMW Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2032 Municipal Bond ETF NASDAQ Global Market
03/01/2023 MART AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Mar ETF NYSE Arca
03/01/2023 MARW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Mar ETF NYSE Arca
03/02/2023 SJIM Northern Lights Fund Trust IV Inverse Cramer Tracker ETF BATS BZX Exchange
03/03/2023 EMDM First Trust Exchange-Traded Fund II First Trust Bloomberg Emerging Market Democracies ETF NYSE Arca
03/06/2023 CAOS EA Series Trust Alpha Architect Tail Risk ETF BATS BZX Exchange
03/07/2023 AWEG The Alger ETF Trust Alger Weatherbie Enduring Growth ETF NYSE Arca
03/07/2023 XBIL The RBB Fund, Inc. US Treasury 6 Month Bill ETF NASDAQ Global Market
03/08/2023 JPSV J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Small Cap Value ETF NYSE Arca
03/09/2023 GMUN Goldman Sachs ETF Trust Goldman Sachs Community Municipal Bond ETF NYSE Arca
03/09/2023 VTES Vanguard Wellington Fund Vanguard Short-Term Tax-Exempt Bond ETF NYSE Arca
03/13/2023 BSVO EA Series Trust EA Bridgeway Omni Small-Cap Value ETF NASDAQ Global Market
03/14/2023 FTIF First Trust Exchange-Traded Fund First Trust Bloomberg Inflation Sensitive Equity ETF NYSE Arca
03/16/2023 FUSI American Century ETF Trust American Century Multisector Floating Income ETF NYSE Arca
03/16/2023 JCHI J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active China ETF NYSE Arca
03/20/2023 GMAR First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - March BATS BZX Exchange
03/20/2023 XMAR First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - March BATS BZX Exchange
03/21/2023 BITC Bitwise Funds Trust Bitwise Bitcoin Strategy Optimum Roll ETF NYSE Arca
03/22/2023 FWD AB Active ETFs, Inc. AB Disruptors ETF NYSE Arca
03/22/2023 HIDV AB Active ETFs, Inc. AB US High Dividend ETF NYSE Arca
03/22/2023 LOWV AB Active ETFs, Inc. AB US Low Volatility Equity ETF NYSE Arca
03/22/2023 NIKL Sprott Funds Trust Sprott Nickel Miners ETF NASDAQ Global Market
03/28/2023 HARD Simplify Exchange Traded Funds Simplify Commodities Strategy No K-1 ETF NYSE Arca
03/28/2023 UFIV The RBB Fund, Inc. US Treasury 5 Year Note ETF NASDAQ Global Market
03/28/2023 USVN The RBB Fund, Inc. US Treasury 7 Year Note ETF NASDAQ Global Market
03/28/2023 UTHY The RBB Fund, Inc. US Treasury 30 Year Bond ETF NASDAQ Global Market
03/28/2023 UTRE The RBB Fund, Inc. US Treasury 3 Year Note ETF NASDAQ Global Market
03/28/2023 UTWY The RBB Fund, Inc. US Treasury 20 Year Bond ETF NASDAQ Global Market
03/30/2023 DYTA The RBB Fund, Inc. SGI Dynamic Tactical ETF NASDAQ Global Market
03/30/2023 ETEC iShares Trust iShares Breakthrough Environmental Solutions ETF NASDAQ Global Market
03/31/2023 SGLC The RBB Fund, Inc. SGI U.S. Large Cap Core ETF NYSE Arca
04/03/2023 APRD Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - April BATS BZX Exchange
04/03/2023 APRH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - April BATS BZX Exchange
04/03/2023 APRJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - April BATS BZX Exchange
04/03/2023 APRQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - April BATS BZX Exchange
04/04/2023 DCMB DoubleLine ETF Trust DoubleLine Commercial Real Estate ETF NYSE Arca
04/04/2023 DMBS DoubleLine ETF Trust DoubleLine Mortgage ETF NYSE Arca
04/04/2023 USCA DBX ETF Trust Xtrackers MSCI USA Climate Action Equity ETF NYSE Arca
04/05/2023 OAIB Listed Funds Trust Teucrium AiLA Long-Short Base Metals Strategy ETF NYSE Arca
04/06/2023 IBOT VanEck ETF Trust VanEck Robotics ETF NASDAQ Global Market
04/11/2023 MAGS Listed Funds Trust Roundhill Magnificent Seven ETF NASDAQ Global Market
04/12/2023 MKAM EA Series Trust MKAM ETF NASDAQ Global Market
04/13/2023 HAPS Harbor ETF Trust Harbor Corporate Culture Small Cap ETF NYSE Arca
04/13/2023 PTEC Global X Funds Global X PropTech ETF NASDAQ Global Market
04/18/2023 APLY Tidal Trust II YieldMax AAPL Option Income Strategy ETF NYSE Arca
04/18/2023 BSR Northern Lights Fund Trust II Beacon Tactical Risk ETF NYSE Arca
04/18/2023 BTR Northern Lights Fund Trust II Beacon Selective Risk ETF NYSE Arca
04/19/2023 ZIVB Volatility Shares Trust -1x Short VIX Mid-Term Futures Strategy ETF BATS BZX Exchange
04/20/2023 BBIB J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF BATS BZX Exchange
04/20/2023 BBLB J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF BATS BZX Exchange
04/20/2023 BBSB J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF BATS BZX Exchange
04/20/2023 FDAT Tidal Trust II Tactical Advantage ETF NYSE Arca
04/24/2023 GAPR First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - April BATS BZX Exchange
04/25/2023 CETF DriveWealth ETF Trust DriveWealth ICE 100 Index ETF NYSE Arca
04/26/2023 CRED Columbia ETF Trust I Columbia Research Enhanced Real Estate ETF NYSE Arca
04/26/2023 MDLV EA Series Trust Morgan Dempsey Large Cap Value ETF BATS BZX Exchange
04/27/2023 DOGG First Trust Exchange-Traded Fund IV FT Cboe Vest DJIA Dogs 10 Target Income ETF BATS BZX Exchange
05/01/2023 MAYT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 May ETF NYSE Arca
05/01/2023 MAYW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 May ETF NYSE Arca
05/02/2023 CAFG Pacer Funds Trust Pacer US Small Cap Cash Cows Growth Leaders ETF NASDAQ Global Market
05/02/2023 HEAT Touchstone ETF Trust Touchstone Climate Transition ETF BATS BZX Exchange
05/03/2023 APCB Trust for Professional Managers ActivePassive Core Bond ETF NYSE Arca
05/03/2023 APIE Trust for Professional Managers ActivePassive International Equity ETF NYSE Arca
05/03/2023 APMU Trust for Professional Managers ActivePassive Intermediate Municipal Bond ETF NYSE Arca
05/03/2023 APUE Trust for Professional Managers ActivePassive U.S. Equity ETF NYSE Arca
05/03/2023 BWET ETF Managers Group Commodity Trust I Breakwave Tanker Shipping ETF NYSE Arca
05/04/2023 USE USCF ETF Trust USCF Energy Commodity Strategy Absolute Return Fund NYSE Arca
05/09/2023 CLIA Tidal Trust II Veridien Climate Action ETF NYSE Arca
05/10/2023 CMDT PIMCO U.S. Treasury Index Fund PIMCO Commodity Strategy Active Exchange-Traded Fund NYSE Arca
05/10/2023 IQRA IQ MacKay Municipal Insured ETF IQ CBRE Real Assets ETF NYSE Arca
05/11/2023 BBEM J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders Emerging Markets Equity ETF BATS BZX Exchange
05/11/2023 BBIP J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF BATS BZX Exchange
05/11/2023 BDGS EA Series Trust Bridges Capital Tactical ETF NASDAQ Global Market
05/11/2023 TOLL Tema ETF Trust Tema Monopolies and Oligopolies ETF BATS BZX Exchange
05/11/2023 IBMR iShares Trust iShares iBonds Dec 2029 Term Muni Bond ETF BATS BZX Exchange
05/11/2023 LUX Tema ETF Trust Tema Luxury ETF NYSE Arca
05/11/2023 NVDY Tidal Trust II YieldMax NVDA Option Income Strategy ETF NYSE Arca
05/11/2023 RSHO Tema ETF Trust Tema American Reshoring ETF NYSE Arca
05/15/2023 EMC Global X Funds Global X Emerging Markets Great Consumer ETF NYSE Arca
05/15/2023 EMM Global X Funds Global X Emerging Markets ETF NYSE Arca
05/15/2023 HYFI AB Active ETFs, Inc. AB High Yield ETF NYSE Arca
05/17/2023 BKIV BNY Mellon ETF Trust BNY Mellon Innovators ETF NASDAQ Global Market
05/17/2023 BKWO BNY Mellon ETF Trust BNY Mellon Women's Opportunities ETF NASDAQ Global Market
05/18/2023 CHAT Tidal Trust II Roundhill Generative AI & Technology ETF NYSE Arca
05/18/2023 ECML EA Series Trust Euclidean Fundamental Value ETF NYSE Arca
05/18/2023 PEMX Putnam ETF Trust Putnam Emerging Markets ex-China ETF NYSE Arca
05/19/2023 AMPD Tidal Trust II CNIC ICE U.S. Carbon Neutral Power Futures Index ETF NYSE Arca
05/19/2023 ZTAX X-Square Series Trust X-Square Municipal Income Tax Free ETF NYSE Arca
05/22/2023 GMAY First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - May BATS BZX Exchange
05/22/2023 SMAY First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - May BATS BZX Exchange
05/23/2023 BINC BlackRock ETF Trust II BlackRock Flexible Income ETF NYSE Arca
05/23/2023 BLCV BlackRock ETF Trust BlackRock Large Cap Value ETF NYSE Arca
05/24/2023 AIDB Exchange Listed Funds Trust QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF NYSE Arca
05/25/2023 NTRL Global X Funds Global X Carbon Credits Strategy ETF NYSE Arca
06/01/2023 JUNT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Jun ETF NYSE Arca
06/01/2023 JUNW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Jun ETF NYSE Arca
06/05/2023 HTUS Capitol Series Trust Hull Tactical US ETF NYSE Arca
06/07/2023 GXUS Goldman Sachs ETF Trust II Goldman Sachs MarketBeta Total International Equity ETF NYSE Arca
06/08/2023 INCM Franklin Templeton ETF Trust Franklin Income Focus ETF NYSE Arca
06/08/2023 RUNN Strategic Trust Running Oak Efficient Growth ETF NASDAQ Global Market
06/08/2023 USCL iShares Trust iShares Climate Conscious & Transition MSCI USA ETF NASDAQ Global Market
06/09/2023 RMIF ETF Series Solutions LHA Risk-Managed Income ETF BATS BZX Exchange
06/12/2023 FBOT Fidelity Covington Trust Fidelity Disruptive Automation ETF NASDAQ Global Market
06/12/2023 FDCF Fidelity Covington Trust Fidelity Disruptive Communications ETF NASDAQ Global Market
06/12/2023 FDFF Fidelity Covington Trust Fidelity Disruptive Finance ETF NASDAQ Global Market
06/12/2023 FDTX Fidelity Covington Trust Fidelity Disruptive Technology ETF NASDAQ Global Market
06/12/2023 FMED Fidelity Covington Trust Fidelity Disruptive Medicine ETF NASDAQ Global Market
06/13/2023 EVXX ETF Series Solutions Defiance Pure Electric Vehicle ETF NYSE Arca
06/13/2023 PRVT Tidal ETF Trust Private Real Estate Strategy via Liquid REITs ETF NASDAQ Global Market
06/14/2023 DUBS ETF Series Solutions Aptus Large Cap Enhanced Yield ETF BATS BZX Exchange
06/14/2023 EQLS Simplify Exchange Traded Funds Simplify Market Neutral Equity Long/Short ETF NYSE Arca
06/15/2023 TCAF T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Capital Appreciation Equity ETF NYSE Arca
06/15/2023 TGRT T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Growth ETF NYSE Arca
06/15/2023 TMSL T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Small-Mid Cap ETF NYSE Arca
06/15/2023 TOUS T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price International Equity ETF NYSE Arca
06/15/2023 TVAL T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Value ETF NYSE Arca
06/20/2023 FDIF Fidelity Covington Trust Fidelity Disruptors ETF NASDAQ Global Market
06/20/2023 GJUN First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - June BATS BZX Exchange
06/21/2023 CLIP Global X Funds Global X 1-3 Month T-Bill ETF NYSE Arca
06/21/2023 FFLS Northern Lights Fund Trust II The Future Fund Long/Short ETF NYSE Arca
06/21/2023 JETD Bank Of Montreal MAX Airlines -3X Inverse Leveraged ETNs NYSE Arca
06/21/2023 JETU Bank Of Montreal MAX Airlines 3X Leveraged ETNs NYSE Arca
06/22/2023 BILZ PIMCO U.S. Treasury Index Fund PIMCO Ultra Short Government Active Exchange-Traded Fund NYSE Arca
06/22/2023 HCMT Direxion Shares ETF Trust Direxion HCM Tactical Enhanced US ETF NYSE Arca
06/22/2023 PYLD PIMCO U.S. Treasury Index Fund PIMCO Multisector Bond Active Exchange-Traded Fund NYSE Arca
06/22/2023 VFLO Victory Portfolios II VictoryShares Free Cash Flow ETF NASDAQ Global Market
06/23/2023 IBDY iShares Trust iShares iBonds Dec 2033 Term Corporate ETF NYSE Arca
06/23/2023 IBHJ iShares Trust iShares iBonds 2030 Term High Yield and Income ETF BATS BZX Exchange
06/23/2023 ICOP iShares Trust iShares Copper and Metals Mining ETF NASDAQ Global Market
06/23/2023 ILIT iShares Trust iShares Lithium Miners and Producers ETF NASDAQ Global Market
06/27/2023 BITX Volatility Shares Trust 2x Bitcoin Strategy ETF BATS BZX Exchange
06/27/2023 CRDT Simplify Exchange Traded Funds Simplify Opportunistic Income ETF NYSE Arca
06/27/2023 DFCA Dimensional ETF Trust Dimensional California Municipal Bond ETF NYSE Arca
06/28/2023 CARD Bank Of Montreal MAX Auto Industry -3x Inverse Leveraged ETN NYSE Arca
06/28/2023 CARU Bank Of Montreal MAX Auto Industry 3x Leveraged ETN NYSE Arca
06/29/2023 AVGV American Century ETF Trust Avantis All Equity Markets Value ETF NYSE Arca
06/29/2023 AVMA American Century ETF Trust Avantis Moderate Allocation ETF NYSE Arca
06/29/2023 AVNM American Century ETF Trust Avantis All International Markets Equity ETF NYSE Arca
06/29/2023 AVNV American Century ETF Trust Avantis All International Markets Value ETF NYSE Arca
06/29/2023 IBTO iShares Trust iShares iBonds Dec 2033 Term Treasury ETF NASDAQ Global Market
06/29/2023 LSGR Natixis ETF Trust II Natixis Loomis Sayles Focused Growth ETF NYSE Arca
06/30/2023 BDVG Litman Gregory Funds Trust IMGP Berkshire Dividend Growth ETF NYSE Arca
06/30/2023 IVVB BlackRock ETF Trust II iShares Large Cap Deep Buffer ETF BATS BZX Exchange
06/30/2023 IVVM BlackRock ETF Trust II iShares Large Cap Moderate Buffer ETF BATS BZX Exchange
07/03/2023 JULD Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - July BATS BZX Exchange
07/03/2023 JULH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - July BATS BZX Exchange
07/03/2023 JULJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - July BATS BZX Exchange
07/03/2023 JULQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - July BATS BZX Exchange
07/07/2023 MUSQ Exchange Traded Concepts Trust MUSQ Global Music Industry ETF NYSE Arca
07/11/2023 QIS Simplify Exchange Traded Funds Simplify Multi-QIS Alternative ETF NYSE Arca
07/11/2023 SCYB Schwab Strategic Trust Schwab High Yield Bond ETF NYSE Arca
07/12/2023 FLOW Global X Funds Global X U.S. Cash Flow Kings 100 ETF NYSE Arca
07/12/2023 TFPN Tidal Trust II Blueprint Chesapeake Multi-Asset Trend ETF NYSE Arca
07/13/2023 BCHP Principal Exchange-Traded Funds Principal Focused Blue Chip ETF BATS BZX Exchange
07/13/2023 CALY BlackRock ETF Trust II BlackRock Short-Term California Muni Bond ETF NASDAQ Global Market
07/13/2023 CHPS DBX ETF Trust Xtrackers Semiconductor Select Equity ETF NASDAQ Global Market
07/13/2023 GPOW Goldman Sachs ETF Trust Goldman Sachs North American Pipelines & Power Equity ETF BATS BZX Exchange
07/13/2023 PSWD DBX ETF Trust Xtrackers Cybersecurity Select Equity ETF NASDAQ Global Market
07/13/2023 TXS Texas Capital Funds Trust Texas Capital Texas Equity Index ETF NYSE Arca
07/13/2023 UPGR DBX ETF Trust Xtrackers US Green Infrastructure Select Equity ETF NASDAQ Global Market
07/17/2023 JMHI J.P. Morgan Exchange-Traded Fund Trust JPMorgan High Yield Municipal ETF NYSE Arca
07/17/2023 JMSI J.P. Morgan Exchange-Traded Fund Trust JPMorgan Sustainable Municipal Income ETF NYSE Arca
07/17/2023 MKOR Matthews International Funds Matthews Korea Active ETF NYSE Arca
07/18/2023 TJUL Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to July 2025 BATS BZX Exchange
07/19/2023 CLOX Series Portfolios Trust Panagram AAA CLO ETF NYSE Arca
07/19/2023 TSEC Touchstone ETF Trust Touchstone Securitized Income ETF NYSE Arca
07/20/2023 AVDS American Century ETF Trust Avantis International Small Cap Equity ETF NYSE Arca
07/24/2023 GJUL First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - July BATS BZX Exchange
07/24/2023 XJUL First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - July BATS BZX Exchange
07/25/2023 AMZY Tidal Trust II YieldMax AMZN Option Income Strategy ETF NYSE Arca
07/26/2023 DYLG Global X Funds Global X Dow 30 Covered Call & Growth ETF NYSE Arca
07/26/2023 PAAA PGIM ETF Trust PGIM AAA CLO ETF NYSE Arca
07/26/2023 PSDM PGIM ETF Trust PGIM Short Duration Multi-Sector Bond ETF BATS BZX Exchange
07/27/2023 USFI Franklin Templeton ETF Trust BrandywineGLOBAL - U.S. Fixed Income ETF NASDAQ Global Market
07/28/2023 FBY Tidal Trust II YieldMax META Option Income Strategy ETF NYSE Arca
07/28/2023 GOOY Tidal Trust II YieldMax GOOGL Option Income Strategy ETF NYSE Arca
07/31/2023 JPEF J.P. Morgan Exchange-Traded Fund Trust JPMorgan Equity Focus ETF NASDAQ Global Market
07/31/2023 JPLD J.P. Morgan Exchange-Traded Fund Trust JPMorgan Limited Duration Bond ETF BATS BZX Exchange
08/01/2023 AUGT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Aug ETF NYSE Arca
08/01/2023 AUGW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Aug ETF NYSE Arca
08/01/2023 ROE EA Series Trust Astoria US Quality Kings ETF NASDAQ Global Market
08/02/2023 VETZ Tidal ETF Trust Academy Veteran Impact ETF NYSE Arca
08/03/2023 FIIG First Trust Exchange-Traded Fund IV First Trust Intermediate Duration Investment Grade Corporate ETF NYSE Arca
08/03/2023 HF Tidal Trust II DGA Absolute Return ETF NYSE Arca
08/03/2023 MGOV First Trust Exchange-Traded Fund IV First Trust Intermediate Government Opportunities ETF NYSE Arca
08/08/2023 NFLY Tidal Trust II YieldMax NFLX Option Income Strategy ETF NYSE Arca
08/08/2023 TGLR ETF Opportunities Trust LAFFER TENGLER Equity Income ETF BATS BZX Exchange
08/09/2023 ZSC USCF ETF Trust USCF Sustainable Commodity Strategy Fund NYSE Arca
08/10/2023 BUXX EA Series Trust Strive Enhanced Income Short Maturity ETF New York Stock Exchange
08/10/2023 PUTD Tidal Trust II Cboe Validus S&P 500 Dynamic PutWrite Index ETF BATS BZX Exchange
08/10/2023 SDVD First Trust Exchange-Traded Fund IV FT Cboe Vest SMID Rising Dividend Achievers Target Income ETF BATS BZX Exchange
08/10/2023 STXT EA Series Trust Strive Total Return Bond ETF New York Stock Exchange
08/10/2023 TDVI First Trust Exchange-Traded Fund IV FT Cboe Vest Technology Dividend Target Income ETF BATS BZX Exchange
08/15/2023 CANC Tema ETF Trust Tema Oncology ETF NASDAQ Global Market
08/15/2023 CONY Tidal Trust II YieldMax COIN Option Income Strategy ETF NYSE Arca
08/15/2023 DIVL Madison ETFs Trust Madison Dividend Value ETF NYSE Arca
08/17/2023 ROYA Tema ETF Trust Tema Global Royalties ETF BATS BZX Exchange
08/18/2023 BRAZ Global X Funds Global X Brazil Active ETF NYSE Arca
08/18/2023 NDIA Global X Funds Global X India Active ETF NYSE Arca
08/21/2023 GAUG First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - August BATS BZX Exchange
08/21/2023 SAUG First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - August BATS BZX Exchange
08/21/2023 XAUG First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - August BATS BZX Exchange
08/22/2023 AMDS GraniteShares ETF Trust GraniteShares 1x Short AMD Daily ETF NASDAQ Global Market
08/22/2023 CAML Professionally Managed Portfolios Congress Large Cap Growth ETF NYSE Arca
08/22/2023 CSMD Professionally Managed Portfolios Congress SMid Growth ETF NYSE Arca
08/22/2023 CVRD Madison ETFs Trust Madison Covered Call ETF NYSE Arca
08/22/2023 NVD GraniteShares ETF Trust GraniteShares 1.5x Short NVDA Daily ETF NASDAQ Global Market
08/22/2023 TSDD GraniteShares ETF Trust GraniteShares 1.5x Short TSLA Daily ETF NASDAQ Global Market
08/22/2023 TSLR GraniteShares ETF Trust GraniteShares 1.75x Long TSLA Daily ETF NASDAQ Global Market
08/23/2023 CMCI VanEck ETF Trust VanEck CMCI Commodity Strategy ETF BATS BZX Exchange
08/23/2023 LGRO ALPS ETF Trust Level Four Large Cap Growth Active ETF NASDAQ Global Market
08/23/2023 LUXX Listed Funds Trust Roundhill S&P Global Luxury ETF NYSE Arca
08/24/2023 FCFY First Trust Exchange-Traded Fund First Trust S&P 500 Diversified Free Cash Flow ETF NYSE Arca
08/25/2023 DISO Tidal Trust II YieldMax DIS Option Income Strategy ETF NYSE Arca
08/25/2023 KEM KraneShares Trust KraneShares Dynamic Emerging Markets Strategy ETF NYSE Arca
08/25/2023 MSFO Tidal Trust II YieldMax MSFT Option Income Strategy ETF NYSE Arca
08/28/2023 DARP Tidal Trust II Grizzle Growth ETF NYSE Arca
08/28/2023 RINC Investment Managers Series Trust II AXS Real Estate Income ETF NYSE Arca
08/29/2023 MAGG Madison ETFs Trust Madison Aggregate Bond ETF NYSE Arca
08/30/2023 PCGG Litman Gregory Funds Trust Polen Capital Global Growth ETF NYSE Arca
08/30/2023 USSE Segall Bryant & Hamill Trust Segall Bryant & Hamill Select Equity ETF NYSE Arca
08/31/2023 AHLT American Beacon Select Funds American Beacon AHL Trend ETF NYSE Arca
08/31/2023 FTWO EA Series Trust Strive FAANG 2.0 ETF NYSE Arca
08/31/2023 XOMO Tidal Trust II YieldMax XOM Option Income Strategy ETF NYSE Arca
09/01/2023 ISEP Innovator ETFs Trust Innovator International Developed Power Buffer ETF September NYSE Arca
09/01/2023 SEPT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Sep ETF NYSE Arca
09/01/2023 SEPW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Sep ETF NYSE Arca
09/06/2023 MSTI Madison ETFs Trust Madison Short Term Strategic Income ETF NYSE Arca
09/06/2023 RSST Tidal Trust II Return Stacked U.S. Stocks & Managed Futures ETF BATS BZX Exchange
09/06/2023 XFIX The RBB Fund, Inc. F/m Opportunistic Income ETF NASDAQ Global Market
09/07/2023 KLXY KraneShares Trust KraneShares Global Luxury Index ETF NYSE Arca
09/12/2023 JPMO Tidal Trust II YieldMax JPM Option Income Strategy ETF NYSE Arca
09/12/2023 KSEA KraneShares Trust KraneShares Rockefeller Ocean Engagement ETF NYSE Arca
09/12/2023 SPDG SPDR Series Trust SPDR Portfolio S&P Sector Neutral Dividend ETF NYSE Arca
09/13/2023 COWS Amplify ETF Trust Amplify Cash Flow Dividend Leaders ETF NASDAQ Global Market
09/13/2023 DCOR Dimensional ETF Trust Dimensional US Core Equity 1 ETF NYSE Arca
09/13/2023 NVDD Direxion Shares ETF Trust Direxion Daily NVDA Bear 1X Shares NASDAQ Global Market
09/13/2023 NVDU Direxion Shares ETF Trust Direxion Daily NVDA Bull 1.5X Shares NASDAQ Global Market
09/13/2023 SHLD Global X Funds Global X Defense Tech ETF NYSE Arca
09/14/2023 JGLO J.P. Morgan Exchange-Traded Fund Trust JPMorgan Global Select Equity ETF NASDAQ Global Market
09/14/2023 JIVE J.P. Morgan Exchange-Traded Fund Trust JPMorgan International Value ETF NASDAQ Global Market
09/14/2023 MAPP Harbor ETF Trust Harbor Multi-Asset Explorer ETF NYSE Arca
09/14/2023 QQQY Tidal Trust II Defiance Nasdaq 100 Enhanced Options Income ETF NASDAQ Global Market
09/14/2023 SMRI EA Series Trust Bushido Capital US Equity ETF NASDAQ Global Market
09/15/2023 BGIG ETF Series Solutions Bahl & Gaynor Income Growth ETF NYSE Arca
09/15/2023 IBIA iShares Trust iShares iBonds Oct 2024 Term TIPS ETF NYSE Arca
09/15/2023 IBIB iShares Trust iShares iBonds Oct 2025 Term TIPS ETF NYSE Arca
09/15/2023 IBIC iShares Trust iShares iBonds Oct 2026 Term TIPS ETF NYSE Arca
09/15/2023 IBID iShares Trust iShares iBonds Oct 2027 Term TIPS ETF NYSE Arca
09/15/2023 IBIE iShares Trust iShares iBonds Oct 2028 Term TIPS ETF NYSE Arca
09/18/2023 GSEP First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - September BATS BZX Exchange
09/18/2023 HYSA BondBloxx ETF Trust BondBloxx USD High Yield Bond Sector Rotation ETF NYSE Arca
09/18/2023 XISE First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Buffer & Premium Income ETF - September BATS BZX Exchange
09/19/2023 AMDY Tidal Trust II Yieldmax AMD Option Income Strategy ETF NYSE Arca
09/19/2023 JEPY Tidal Trust II Defiance S&P 500 Enhanced Options Income ETF NYSE Arca
09/19/2023 LGLZ Tidal ETF Trust Subversive Cannabis ETF BATS BZX Exchange
09/20/2023 BSCX Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2033 Corporate Bond ETF NASDAQ Global Market
09/20/2023 BSJV Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2031 High Yield Corporate Bond ETF NASDAQ Global Market
09/20/2023 BSSX Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2033 Municipal Bond ETF NASDAQ Global Market
09/20/2023 FDIV EA Series Trust MarketDesk Focused U.S. Dividend ETF NASDAQ Global Market
09/20/2023 HCOW Amplify ETF Trust Amplify Cash Flow High Income ETF NASDAQ Global Market
09/20/2023 LRGC AB Active ETFs, Inc. AB US Large Cap Strategic Equities ETF NYSE Arca
09/21/2023 DESK VanEck ETF Trust VanEck Office and Commercial REIT ETF NYSE Arca
09/21/2023 IBIF iShares Trust iShares iBonds Oct 2029 Term TIPS ETF NYSE Arca
09/21/2023 IBIG iShares Trust iShares iBonds Oct 2030 Term TIPS ETF NYSE Arca
09/21/2023 IBIH iShares Trust iShares iBonds Oct 2031 Term TIPS ETF NYSE Arca
09/21/2023 IBII iShares Trust iShares iBonds Oct 2032 Term TIPS ETF NYSE Arca
09/21/2023 IBIJ iShares Trust iShares iBonds Oct 2033 Term TIPS ETF NYSE Arca
09/21/2023 WABF Franklin Templeton ETF Trust Western Asset Bond ETF NASDAQ Global Market
09/22/2023 ADVE Matthews International Funds Matthews Asia Dividend Active ETF NYSE Arca
09/22/2023 ASIA Matthews International Funds Matthews Pacific Tiger Active ETF NYSE Arca
09/22/2023 EMSF Matthews International Funds Matthews Emerging Markets Sustainable Future Active ETF NYSE Arca
09/22/2023 INDE Matthews International Funds Matthews India Active ETF NYSE Arca
09/22/2023 JPAN Matthews International Funds Matthews Japan Active ETF NYSE Arca
09/22/2023 LNGG Listed Funds Trust Roundhill Alerian LNG ETF NYSE Arca
09/26/2023 GGM Northern Lights Fund Trust II GGM Macro Alignment ETF NYSE Arca
09/26/2023 PYPY Tidal Trust II YieldMax PYPL Option Income Strategy ETF NYSE Arca
09/27/2023 BAMB Brookstone Intermediate Bond ETF Brookstone Intermediate Bond ETF BATS BZX Exchange
09/27/2023 BAMG Brookstone Intermediate Bond ETF Brookstone Growth Stock ETF BATS BZX Exchange
09/27/2023 BAMU Brookstone Intermediate Bond ETF Brookstone Ultra-Short Bond ETF BATS BZX Exchange
09/27/2023 BAMV Brookstone Intermediate Bond ETF Brookstone Value Stock ETF BATS BZX Exchange
09/27/2023 DFAW Dimensional ETF Trust Dimensional World Equity ETF NYSE Arca
09/27/2023 DUSB Dimensional ETF Trust Dimensional Ultrashort Fixed Income ETF NYSE Arca
09/28/2023 AVLC American Century ETF Trust Avantis U.S. Large Cap Equity ETF NYSE Arca
09/28/2023 BALI BlackRock ETF Trust BlackRock Advantage Large Cap Income ETF BATS BZX Exchange
09/28/2023 BAMA Brookstone Intermediate Bond ETF Brookstone Active ETF BATS BZX Exchange
09/28/2023 BAMD Brookstone Intermediate Bond ETF Brookstone Dividend Stock ETF BATS BZX Exchange
09/28/2023 BAMO Brookstone Intermediate Bond ETF Brookstone Opportunities ETF BATS BZX Exchange
09/28/2023 BAMY Brookstone Intermediate Bond ETF Brookstone Yield ETF BATS BZX Exchange
09/28/2023 CGBL Capital Group Core Balanced ETF Capital Group Core Balanced ETF NYSE Arca
09/28/2023 CGCB Capital Group Fixed Income ETF Trust Capital Group Core Bond ETF NYSE Arca
09/28/2023 CGDG Capital Group Dividend Growers ETF Capital Group Dividend Growers ETF NYSE Arca
09/28/2023 CGIE Capital Group International Equity ETF Capital Group International Equity ETF NYSE Arca
09/28/2023 CGSM Capital Group Fixed Income ETF Trust Capital Group Short Duration Municipal Income ETF NYSE Arca
09/28/2023 TMET iShares U.S. ETF Trust iShares Transition-Enabling Metals ETF NASDAQ Global Market
09/29/2023 HELO J.P. Morgan Exchange-Traded Fund Trust JPMorgan Hedged Equity Laddered Overlay ETF NYSE Arca
10/02/2023 AETH Bitwise Funds Trust Bitwise Ethereum Strategy ETF NYSE Arca
10/02/2023 BETE ProShares Trust ProShares Bitcoin & Ether Equal Weight Strategy ETF NYSE Arca
10/02/2023 BETH ProShares Trust ProShares Bitcoin & Ether Market Cap Weight Strategy ETF NYSE Arca
10/02/2023 BTOP Bitwise Funds Trust Bitwise Bitcoin and Ether Equal Weight Strategy ETF NYSE Arca
10/02/2023 EALT Innovator ETFs Trust Innovator U.S. Equity 5 to 15 Buffer ETF - Quarterly BATS BZX Exchange
10/02/2023 EETH ProShares Trust ProShares Ether Strategy ETF NYSE Arca
10/02/2023 EFUT VanEck ETF Trust VanEck Ethereum Strategy ETF BATS BZX Exchange
10/02/2023 HOCT Innovator ETFs Trust Innovator Premium Income 9 Buffer ETF - October BATS BZX Exchange
10/02/2023 LOCT Innovator ETFs Trust Innovator Premium Income 15 Buffer ETF - October BATS BZX Exchange
10/02/2023 OCTD Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - October BATS BZX Exchange
10/02/2023 OCTH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - October BATS BZX Exchange
10/02/2023 OCTJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - October BATS BZX Exchange
10/02/2023 OCTQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - October BATS BZX Exchange
10/02/2023 ZALT Innovator ETFs Trust Innovator U.S. Equity 10 Buffer ETF - Quarterly BATS BZX Exchange
10/03/2023 FDCE Affinity World Leaders Equity ETF Foundations Dynamic Core ETF BATS BZX Exchange
10/03/2023 FDGR Affinity World Leaders Equity ETF Foundations Dynamic Growth ETF BATS BZX Exchange
10/03/2023 FDTB Affinity World Leaders Equity ETF Foundations Dynamic Income ETF BATS BZX Exchange
10/03/2023 FDVL Affinity World Leaders Equity ETF Foundations Dynamic Value ETF BATS BZX Exchange
10/03/2023 SMIZ Zacks Trust Zacks Small/Mid Cap ETF NYSE Arca
10/03/2023 SOVF Elevation Series Trust Sovereign's Capital Flourish Fund NYSE Arca
10/04/2023 CVRT Calamos ETF Trust Calamos Convertible Equity Alternative ETF NYSE Arca
10/05/2023 BINV Brandes International ETF Brandes International ETF BATS BZX Exchange
10/05/2023 BSMC Brandes International ETF Brandes U.S. Small-Mid Cap Value ETF BATS BZX Exchange
10/05/2023 BUSA Brandes International ETF Brandes U.S. Value ETF BATS BZX Exchange
10/05/2023 GSC Goldman Sachs ETF Trust Goldman Sachs Small Cap Core Equity ETF NYSE Arca
10/05/2023 JTEK J.P. Morgan Exchange-Traded Fund Trust JPMorgan U.S. Tech Leaders ETF NASDAQ Global Market
10/05/2023 VWI Trust For Advised Portfolios Arch Indices VOI Absolute Income Fund NYSE Arca
10/06/2023 ALUM USCF ETF Trust USCF Aluminum Strategy Fund NYSE Arca
10/09/2023 XFLX FundX Investment Trust FundX Flexible ETF NYSE Arca
10/09/2023 XRLX FundX Investment Trust FundX Conservative ETF NYSE Arca
10/11/2023 FEPI ETF Opportunities Trust REX FANG & Innovation Equity Premium Income ETF NASDAQ Global Market
10/11/2023 SQY Tidal Trust II YieldMax SQ Option Income Strategy ETF NYSE Arca
10/12/2023 JBND J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Bond ETF NYSE Arca
10/16/2023 NBCE Neuberger Berman ETF Trust Neuberger Berman China Equity ETF NYSE Arca
10/16/2023 NBGR Neuberger Berman ETF Trust Neuberger Berman Global Real Estate ETF NYSE Arca
10/16/2023 QUVU Hartford Funds Exchange-Traded Trust Hartford Quality Value ETF BATS BZX Exchange
10/17/2023 CGRO Tidal Trust II CoreValues Alpha Greater China Growth ETF NYSE Arca
10/19/2023 EVHY Morgan Stanley ETF Trust Eaton Vance High Yield ETF NYSE Arca
10/19/2023 EVIM Morgan Stanley ETF Trust Eaton Vance Intermediate Municipal Income ETF NYSE Arca
10/19/2023 EVSB Morgan Stanley ETF Trust Eaton Vance Ultra-Short Income ETF NYSE Arca
10/19/2023 IRTR iShares Trust iShares LifePath Retirement ETF NYSE Arca
10/19/2023 ITDA iShares Trust iShares LifePath Target Date 2025 ETF NYSE Arca
10/19/2023 ITDB iShares Trust iShares LifePath Target Date 2030 ETF NYSE Arca
10/19/2023 ITDC iShares Trust iShares LifePath Target Date 2035 ETF NYSE Arca
10/19/2023 ITDD iShares Trust iShares LifePath Target Date 2040 ETF NYSE Arca
10/19/2023 ITDE iShares Trust iShares LifePath Target Date 2045 ETF NYSE Arca
10/19/2023 ITDF iShares Trust iShares LifePath Target Date 2050 ETF NYSE Arca
10/19/2023 ITDG iShares Trust iShares LifePath Target Date 2055 ETF NYSE Arca
10/19/2023 ITDH iShares Trust iShares LifePath Target Date 2060 ETF NYSE Arca
10/19/2023 ITDI iShares Trust iShares LifePath Target Date 2065 ETF NYSE Arca
10/19/2023 NVDQ ETF Opportunities Trust T-Rex 2X Inverse NVIDIA Daily Target ETF BATS BZX Exchange
10/19/2023 NVDX ETF Opportunities Trust T-Rex 2X Long NVIDIA Daily Target ETF BATS BZX Exchange
10/19/2023 PAPI Morgan Stanley ETF Trust Parametric Equity Premium Income ETF NYSE Arca
10/19/2023 PHEQ Morgan Stanley ETF Trust Parametric Hedged Equity ETF NYSE Arca
10/19/2023 TSLT ETF Opportunities Trust T-REX 2X Long Tesla Daily Target ETF NASDAQ Global Market
10/19/2023 TSLZ ETF Opportunities Trust T-Rex 2X Inverse Tesla Daily Target ETF NASDAQ Global Market
10/23/2023 GOCT First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - October BATS BZX Exchange
10/23/2023 XOCT First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - October BATS BZX Exchange
10/24/2023 MRNY Tidal Trust II YieldMax MRNA Option Income Strategy ETF NYSE Arca
10/26/2023 BLCR BlackRock ETF Trust BlackRock Large Cap Core ETF NASDAQ Global Market
10/26/2023 BUFZ First Trust Exchange-Traded Fund VIII FT Cboe Vest Laddered Moderate Buffer ETF BATS BZX Exchange
10/26/2023 GPIQ Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Core Premium Income ETF NASDAQ Global Market
10/26/2023 GPIX Goldman Sachs ETF Trust Goldman Sachs S&P 500 Core Premium Income ETF NASDAQ Global Market
10/27/2023 AAPY NEOS ETF Trust Kurv Yield Premium Strategy Apple (AAPL) ETF BATS BZX Exchange
10/27/2023 BHYB DBX ETF Trust Xtrackers USD High Yield BB-B ex Financials ETF BATS BZX Exchange
10/27/2023 NFLP NEOS ETF Trust Kurv Yield Premium Strategy Netflix (NFLX) ETF BATS BZX Exchange
10/27/2023 TSLP NEOS ETF Trust Kurv Yield Premium Strategy Tesla (TSLA) ETF BATS BZX Exchange
10/31/2023 AMZP NEOS ETF Trust Kurv Yield Premium Strategy Amazon (AMZN) ETF BATS BZX Exchange
10/31/2023 FTHF First Trust Exchange-Traded Fund II First Trust Emerging Markets Human Flourishing ETF NYSE Arca
10/31/2023 GOOP NEOS ETF Trust Kurv Yield Premium Strategy Google (GOOGL) ETF BATS BZX Exchange
10/31/2023 IWMY Tidal Trust II Defiance R2000 Enhanced Options Income ETF NYSE Arca
10/31/2023 MSFY NEOS ETF Trust Kurv Yield Premium Strategy Microsoft (MSFT) ETF BATS BZX Exchange
11/01/2023 INOV Innovator ETFs Trust Innovator International Developed Power Buffer ETF November NYSE Arca
11/02/2023 DFVX Dimensional ETF Trust Dimensional US Large Cap Vector ETF NYSE Arca
11/02/2023 DVDN ETF Opportunities Trust Kingsbarn Dividend Opportunity ETF NYSE Arca
11/02/2023 JDOC J.P. Morgan Exchange-Traded Fund Trust JPMorgan Healthcare Leaders ETF NASDAQ Global Market
11/02/2023 JHAC John Hancock Exchange-Traded Fund Trust John Hancock Fundamental All Cap Core ETF NYSE Arca
11/02/2023 JHMU John Hancock Exchange-Traded Fund Trust John Hancock Dynamic Municipal Bond ETF NYSE Arca
11/02/2023 KNGS Roundhill ETF Trust Roundhill S&P Dividend Monarchs ETF NYSE Arca
11/02/2023 SETH ProShares Trust ProShares Short Ether Strategy ETF NYSE Arca
11/02/2023 SRHR Elevation Series Trust SRH REIT Covered Call ETF NYSE Arca
11/06/2023 FFOG Franklin Templeton ETF Trust Franklin Focused Growth ETF BATS BZX Exchange
11/06/2023 SHRT Tidal ETF Trust Gotham Short Strategies ETF NYSE Arca
11/07/2023 LQAI Exchange Listed Funds Trust LG QRAFT AI-Powered U.S. Large Cap Core ETF NYSE Arca
11/07/2023 MTBA Simplify Exchange Traded Funds Simplify MBS ETF NYSE Arca
11/07/2023 TBG EA Series Trust TBG Dividend Focus ETF NYSE Arca
11/08/2023 BEEZ EA Series Trust Honeytree U.S. Equity ETF NASDAQ Global Market
11/08/2023 DFGP Dimensional ETF Trust Dimensional Global Core Plus Fixed Income ETF NASDAQ Global Market
11/08/2023 DFGX Dimensional ETF Trust Dimensional Global ex US Core Fixed Income ETF NASDAQ Global Market
11/08/2023 DGCB Dimensional ETF Trust Dimensional Global Credit ETF NASDAQ Global Market
11/08/2023 EMCC Global X Funds Global X MSCI Emerging Markets Covered Call ETF NYSE Arca
11/08/2023 FTCB First Trust Exchange-Traded Fund IV First Trust Core Investment Grade ETF NYSE Arca
11/09/2023 AVEE American Century ETF Trust Avantis Emerging Markets Small Cap Equity ETF NYSE Arca
11/09/2023 AVMC American Century ETF Trust Avantis U.S. Mid Cap Equity ETF NYSE Arca
11/09/2023 AVMV American Century ETF Trust Avantis U.S. Mid Cap Value ETF NYSE Arca
11/09/2023 BWTG ETF Opportunities Trust Brendan Wood TopGun Index ETF BATS BZX Exchange
11/09/2023 JSI Janus Detroit Street Trust Janus Henderson Securitized Income ETF NYSE Arca
11/14/2023 ARKA EA Series Trust ARK 21Shares Active Bitcoin Futures Strategy ETF BATS BZX Exchange
11/14/2023 ARKZ EA Series Trust ARK 21Shares Active Ethereum Futures Strategy ETF BATS BZX Exchange
11/14/2023 DYNI ETF Opportunities Trust IDX Dynamic Innovation ETF NASDAQ Global Market
11/14/2023 ENTR EntrepreneurShares Series Trust ERShares Entrepreneurs ETF NASDAQ Global Market
11/14/2023 ERSX EntrepreneurShares Series Trust ERShares NextGen Entrepreneurs ETF NASDAQ Global Market
11/14/2023 SPQ Simplify Exchange Traded Funds Simplify US Equity PLUS QIS ETF NYSE Arca
11/15/2023 ARKC EA Series Trust ARK 21Shares Active On-Chain Bitcoin Strategy ETF BATS BZX Exchange
11/15/2023 ARKD EA Series Trust ARK 21Shares Blockchain and Digital Economy Innovation ETF BATS BZX Exchange
11/15/2023 ARKY EA Series Trust ARK 21Shares Active Bitcoin Ethereum Strategy ETF BATS BZX Exchange
11/15/2023 GHMS Collaborative Investment Series Trust Goose Hollow Multi-Strategy Income ETF BATS BZX Exchange
11/15/2023 QLTY The 2023 ETF Series Trust II GMO U.S. Quality ETF NYSE Arca
11/15/2023 SOF Amplify ETF Trust Amplify Samsung SOFR ETF NYSE Arca
11/15/2023 THTA Tidal ETF Trust SoFi Enhanced Yield ETF NYSE Arca
11/16/2023 CRTC DBX ETF Trust Xtrackers US National Critical Technologies ETF NYSE Arca
11/16/2023 SDCP Virtus ETF Trust II Virtus Newfleet Short Duration Core Plus Bond ETF NYSE Arca
11/20/2023 FELC Fidelity Covington Trust Fidelity Enhanced Large Cap Core ETF NYSE Arca
11/20/2023 FELG Fidelity Covington Trust Fidelity Enhanced Large Cap Growth ETF NYSE Arca
11/20/2023 FELV Fidelity Covington Trust Fidelity Enhanced Large Cap Value ETF NYSE Arca
11/20/2023 FENI Fidelity Covington Trust Fidelity Enhanced International ETF NYSE Arca
11/20/2023 FESM Fidelity Covington Trust Fidelity Enhanced Small Cap ETF NYSE Arca
11/20/2023 FMDE Fidelity Covington Trust Fidelity Enhanced Mid Cap ETF NYSE Arca
11/20/2023 GHEE Collaborative Investment Series Trust Goose Hollow Enhanced Equity ETF BATS BZX Exchange
11/20/2023 GNOV First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - November BATS BZX Exchange
11/20/2023 SNOV First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - November BATS BZX Exchange
11/20/2023 XNOV First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - November BATS BZX Exchange
11/21/2023 AGQI First Trust Exchange-Traded Fund VIII First Trust Active Global Quality Income ETF NYSE Arca
11/21/2023 HIDE EA Series Trust Alpha Architect High Inflation and Deflation ETF NASDAQ Global Market
11/21/2023 HRTS Tema ETF Trust Tema Cardiovascular and Metabolic ETF NASDAQ Global Market
11/21/2023 IMOM EA Series Trust Alpha Architect International Quantitative Momentum ETF NASDAQ Global Market
11/21/2023 IVAL EA Series Trust Alpha Architect International Quantitative Value ETF NASDAQ Global Market
11/21/2023 MOOD EA Series Trust Relative Sentiment Tactical Allocation ETF NASDAQ Global Market
11/21/2023 QMOM EA Series Trust Alpha Architect U.S. Quantitative Momentum ETF NASDAQ Global Market
11/21/2023 QVAL EA Series Trust Alpha Architect U.S. Quantitative Value ETF NASDAQ Global Market
11/21/2023 VMOT EA Series Trust Alpha Architect Value Momentum Trend ETF NASDAQ Global Market
11/27/2023 NERD Listed Funds Trust Roundhill Video Games ETF NASDAQ Global Market
11/28/2023 AIYY Tidal Trust II YieldMax AI Option Income Strategy ETF NYSE Arca
11/29/2023 BILD Macquarie ETF Trust Macquarie Global Listed Infrastructure ETF NYSE Arca
11/29/2023 CPAI Northern Lights Fund Trust III Counterpoint Quantitative Equity ETF NYSE Arca
11/29/2023 PWER Macquarie ETF Trust Macquarie Energy Transition ETF NYSE Arca
11/29/2023 SMCO Tidal Trust II Hilton Small-MidCap Opportunity ETF NASDAQ Global Market
11/29/2023 STAX Macquarie ETF Trust Macquarie Tax-Free USA Short Term ETF NYSE Arca
11/30/2023 GGUS Goldman Sachs ETF Trust Goldman Sachs MarketBeta Russell 1000 Growth Equity ETF NYSE Arca
11/30/2023 GVUS Goldman Sachs ETF Trust Goldman Sachs MarketBeta Russell 1000 Value Equity ETF NYSE Arca
11/30/2023 LBO EA Series Trust WHITEWOLF Publicly Listed Private Equity ETF BATS BZX Exchange
11/30/2023 NRSH Tidal ETF Trust Aztlan North America Nearshoring Stock Selection ETF NYSE Arca
12/01/2023 IDEC Innovator ETFs Trust Innovator International Developed Power Buffer ETF December NYSE Arca
12/01/2023 SPTE SP Funds Trust SP Funds S&P Global Technology ETF NYSE Arca
12/04/2023 LSEQ Harbor ETF Trust Harbor Long-Short Equity ETF NYSE Arca
12/04/2023 VGSR Manager Directed Portfolios Vert Global Sustainable Real Estate ETF NASDAQ Global Market
12/05/2023 RSSB Tidal Trust II Return Stacked Global Stocks & Bonds ETF BATS BZX Exchange
12/05/2023 XXXX Bank Of Montreal MAX S&P 500 4X Leveraged ETNs due October 30, 2043 NYSE Arca
12/06/2023 DIVG Invesco Exchange-Traded Fund Trust II Invesco S&P 500 High Dividend Growers ETF NYSE Arca
12/06/2023 HQGO Lattice Strategies Trust Hartford US Quality Growth ETF NASDAQ Global Market
12/06/2023 QOWZ Invesco Exchange-Traded Fund Trust II Invesco Nasdaq Free Cash Flow Achievers ETF NASDAQ Global Market
12/06/2023 SMTH ALPS ETF Trust ALPS NYSE Arca
12/06/2023 VMAX Lattice Strategies Trust Hartford US Value ETF BATS BZX Exchange
12/07/2023 CARK The Advisors? Inner Circle Fund II CastleArk Large Growth ETF NYSE Arca
12/07/2023 NSI Northern Lights Fund Trust IV National Security Emerging Markets Index ETF NASDAQ Global Market
12/07/2023 VPLS Vanguard Malvern Funds Vanguard Core Plus Bond ETF NASDAQ Global Market
12/08/2023 AIRL Themes ETF Trust Themes Airlines ETF NASDAQ Global Market
12/08/2023 SPAM Themes ETF Trust Themes Cybersecurity ETF NASDAQ Global Market
12/08/2023 WISE Themes ETF Trust Themes Generative Artificial Intelligence ETF NASDAQ Global Market
12/11/2023 TDI Touchstone ETF Trust Touchstone Dynamic International ETF NASDAQ Global Market
12/12/2023 SCAP Series Portfolios Trust InfraCap Small Cap Income ETF NYSE Arca
12/13/2023 AUMI Themes ETF Trust Themes Gold Miners ETF NASDAQ Global Market
12/13/2023 BUFC AB Active ETFs, Inc. AB Conservative Buffer ETF NASDAQ Global Market
12/13/2023 CHAI ETF Series Solutions Defiance Israel Bond ETF NYSE Arca
12/13/2023 CPLS AB Active ETFs, Inc. AB Core Plus Bond ETF NASDAQ Global Market
12/13/2023 CZAR Themes ETF Trust Themes Natural Monopoly ETF NASDAQ Global Market
12/13/2023 EYEG AB Active ETFs, Inc. AB Corporate Bond ETF NASDAQ Global Market
12/13/2023 GQI Natixis ETF Trust Natixis Gateway Quality Income ETF NYSE Arca
12/13/2023 SMCF Themes ETF Trust Themes US Small Cap Cash Flow Champions ETF NASDAQ Global Market
12/13/2023 TAFL AB Active ETFs, Inc. AB Tax-Aware Long Municipal ETF NYSE Arca
12/13/2023 TAFM AB Active ETFs, Inc. AB Tax-Aware Intermediate Municipal ETF NYSE Arca
12/13/2023 USCF Themes ETF Trust Themes US Cash Flow Champions ETF NASDAQ Global Market
12/13/2023 USRD Themes ETF Trust Themes US R&D Champions ETF NASDAQ Global Market
12/14/2023 BRTR BlackRock ETF Trust II BlackRock Total Return ETF NASDAQ Global Market
12/14/2023 CA DBX ETF Trust Xtrackers California Municipal Bonds ETF NASDAQ Global Market
12/14/2023 VCRB Vanguard Malvern Funds Vanguard Core Bond ETF NASDAQ Global Market
12/15/2023 CLOD Themes ETF Trust Themes Cloud Computing ETF NASDAQ Global Market
12/15/2023 FINE Themes ETF Trust Themes European Luxury ETF NASDAQ Global Market
12/15/2023 GSIB Themes ETF Trust Themes Global Systemically Important Banks ETF NASDAQ Global Market
12/18/2023 GDEC First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - December BATS BZX Exchange
12/18/2023 XIDE First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Buffer & Premium Income ETF - December BATS BZX Exchange
12/19/2023 PJBF PGIM ETF Trust PGIM Jennison Better Future ETF BATS BZX Exchange
12/19/2023 PJFM PGIM ETF Trust PGIM Jennison Focused Mid-Cap ETF BATS BZX Exchange
12/19/2023 PJIO PGIM ETF Trust PGIM Jennison International Opportunities ETF NYSE Arca
12/19/2023 PRAE Northern Lights Fund Trust III PlanRock Alternative Growth ETF NYSE Arca
12/19/2023 PRMN Northern Lights Fund Trust III PlanRock Market Neutral Income ETF NYSE Arca
12/19/2023 PSH PGIM ETF Trust PGIM Short Duration High Yield ETF BATS BZX Exchange
12/20/2023 ABCS EA Series Trust Alpha Blue Capital US Small-Mid Cap Dynamic ETF NASDAQ Global Market
12/20/2023 ISPY ProShares Trust ProShares S&P 500 High Income ETF BATS BZX Exchange
12/20/2023 JDVI John Hancock Exchange-Traded Fund Trust John Hancock Disciplined Value International Select ETF NYSE Arca
12/20/2023 SPWO SP Funds Trust SP Funds S&P World (ex-US) ETF NYSE Arca
12/20/2023 WTBN WisdomTree Trust WisdomTree Bianco Total Return Fund NASDAQ Global Market
12/21/2023 BCUS Exchange Listed Funds Trust Bancreek U.S. Large Cap ETF NYSE Arca
12/21/2023 EV NEOS ETF Trust Mast Global Battery Recycling & Production ETF NYSE Arca
12/21/2023 OILT Texas Capital Funds Trust Texas Capital Texas Oil Index ETF NYSE Arca
12/21/2023 SFLO Victory Portfolios II VictoryShares Small Cap Free Cash Flow ETF NASDAQ Global Market
12/21/2023 TXSS Texas Capital Funds Trust Texas Capital Texas Small Cap Equity Index ETF NASDAQ Global Market
12/28/2023 ZZZ ONEFUND LLC Cyber Hornet S&P 500 and Bitcoin 75/25 Strategy ETF NASDAQ Global Market