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Information Circulars 2024
Overview
The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.
| Trade Date | Symbol(s) | Issuer | Exchange Traded Product | Listing Market |
|---|---|---|---|---|
| 01/02/2024 | AJAN | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 2 Yr to January 2026 | BATS BZX Exchange |
| 01/02/2024 | HJAN | Innovator ETFs Trust | Innovator Premium Income 9 Buffer ETF - January | BATS BZX Exchange |
| 01/02/2024 | JAND | Innovator ETFs Trust | Innovator Premium Income 10 Barrier ETF - January | BATS BZX Exchange |
| 01/02/2024 | JANH | Innovator ETFs Trust | Innovator Premium Income 20 Barrier ETF - January | BATS BZX Exchange |
| 01/02/2024 | JANJ | Innovator ETFs Trust | Innovator Premium Income 30 Barrier ETF - January | BATS BZX Exchange |
| 01/02/2024 | JANP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - January | BATS BZX Exchange |
| 01/02/2024 | JANQ | Innovator ETFs Trust | Innovator Premium Income 40 Barrier ETF - January | BATS BZX Exchange |
| 01/02/2024 | LJAN | Innovator ETFs Trust | Innovator Premium Income 15 Buffer ETF - January | BATS BZX Exchange |
| 01/02/2024 | PBJA | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - January | BATS BZX Exchange |
| 01/03/2024 | DEFI | Tidal Commodities Trust I | Hashdex Bitcoin ETF | NYSE Arca |
| 01/04/2024 | FTRB | Federated Hermes ETF Trust | Federated Hermes Total Return Bond ETF | NYSE Arca |
| 01/04/2024 | MYLD | Cambria ETF Trust | Cambria Micro and SmallCap Shareholder Yield ETF | BATS BZX Exchange |
| 01/04/2024 | SKRE | ETF Opportunities Trust | Tuttle Capital Daily 2X Inverse Regional Banks ETF | NASDAQ Global Market |
| 01/04/2024 | TYLD | Cambria ETF Trust | Cambria Tactical Yield ETF | BATS BZX Exchange |
| 01/10/2024 | DYFI | ETF Opportunities Trust | IDX Dynamic Fixed Income ETF | NASDAQ Global Market |
| 01/10/2024 | LGHT | Spinnaker ETF Series | Langar Global HealthTech ETF | NYSE Arca |
| 01/11/2024 | AAPX | ETF Opportunities Trust | T-Rex 2X Long Apple Daily Target ETF | BATS BZX Exchange |
| 01/11/2024 | ARKB | ARK 21Shares Bitcoin ETF | ARK 21Shares Bitcoin ETF | BATS BZX Exchange |
| 01/11/2024 | BITB | Bitwise Bitcoin ETF | Bitwise Bitcoin ETF | NYSE Arca |
| 01/11/2024 | BRRR | Coinshares Valkyrie Bitcoin Fund | Coinshares Valkyrie Bitcoin Fund | NASDAQ Global Market |
| 01/11/2024 | BTCO | Invesco Galaxy Bitcoin ETF | Invesco Galaxy Bitcoin ETF | BATS BZX Exchange |
| 01/11/2024 | BTCW | WisdomTree Bitcoin Fund | WisdomTree Bitcoin Fund | BATS BZX Exchange |
| 01/11/2024 | EZBC | Franklin Templeton Digital Holdings Trust | Franklin Templeton Digital Holdings Trust Shares of Franklin Bitcoin ETF | BATS BZX Exchange |
| 01/11/2024 | FBTC | Fidelity Wise Origin Bitcoin Fund | Fidelity Wise Origin Bitcoin Fund | BATS BZX Exchange |
| 01/11/2024 | GBTC | Grayscale Bitcoin Trust ETF | Grayscale Bitcoin Trust (BTC) | NYSE Arca |
| 01/11/2024 | GOOX | ETF Opportunities Trust | T-Rex 2X Long Alphabet Daily Target ETF | BATS BZX Exchange |
| 01/11/2024 | HODL | VanEck Bitcoin Trust | VanEck Bitcoin Trust | BATS BZX Exchange |
| 01/11/2024 | HYKE | ETF Series Solutions | Vest 2 Year Interest Rate Hedge ETF | BATS BZX Exchange |
| 01/11/2024 | IBIT | iShares Bitcoin Trust ETF | iShares Bitcoin Trust ETF | NASDAQ Global Market |
| 01/11/2024 | MCHS | Matthews International Funds | Matthews China Discovery Active ETF | NASDAQ Global Market |
| 01/11/2024 | MEMS | Matthews International Funds | Matthews Emerging Markets Discovery Active ETF | NASDAQ Global Market |
| 01/11/2024 | MSFX | ETF Opportunities Trust | T-Rex 2X Long Microsoft Daily Target ETF | BATS BZX Exchange |
| 01/11/2024 | ZTEN | The RBB Fund, Inc. | F/m 10-Year Investment Grade Corporate Bond ETF | NYSE Arca |
| 01/11/2024 | ZTRE | The RBB Fund, Inc. | F/m 3-Year Investment Grade Corporate Bond ETF | NYSE Arca |
| 01/11/2024 | ZTWO | The RBB Fund, Inc. | F/m 2-Year Investment Grade Corporate Bond ETF | NYSE Arca |
| 01/16/2024 | CCEF | Calamos ETF Trust | Calamos CEF Income & Arbitrage ETF | NYSE Arca |
| 01/16/2024 | TBFC | ETF Series Solutions | The Brinsmere Fund Conservative ETF | NYSE Arca |
| 01/16/2024 | TBFG | ETF Series Solutions | The Brinsmere Fund Growth ETF | NYSE Arca |
| 01/17/2024 | YMAX | Tidal Trust II | YieldMax Universe Fund of Option Income ETFs | NYSE Arca |
| 01/18/2024 | CCMG | EA Series Trust | CCM Global Equity ETF | NYSE Arca |
| 01/18/2024 | RJMG | First Trust Exchange-Traded Fund VIII | FT Raymond James Multicap Growth Equity ETF | NYSE Arca |
| 01/18/2024 | YBTC | Roundhill ETF Trust | Roundhill Bitcoin Covered Call Strategy ETF | BATS BZX Exchange |
| 01/19/2024 | PABD | iShares Trust | iShares Paris-Aligned Climate MSCI World ex USA ETF | NASDAQ Global Market |
| 01/22/2024 | XJAN | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Enhance & Moderate Buffer ETF - January | BATS BZX Exchange |
| 01/23/2024 | MNTL | Tema ETF Trust | Tema Neuroscience and Mental Health ETF | NASDAQ Global Market |
| 01/24/2024 | COAL | Exchange Traded Concepts Trust | Range Global Coal Index ETF | NYSE Arca |
| 01/24/2024 | LNGZ | Exchange Traded Concepts Trust | Range Global LNG Ecosystem Index ETF | NYSE Arca |
| 01/24/2024 | NUKZ | Exchange Traded Concepts Trust | Range Nuclear Renaissance Index ETF | NYSE Arca |
| 01/24/2024 | OFOS | Exchange Traded Concepts Trust | Range Global Offshore Oil Services Index ETF | NYSE Arca |
| 01/25/2024 | BBBI | BondBloxx ETF Trust | BondBloxx BBB Rated 5-10 Year Corporate Bond ETF | NYSE Arca |
| 01/25/2024 | BBBL | BondBloxx ETF Trust | BondBloxx BBB Rated 10+ Year Corporate Bond ETF | NYSE Arca |
| 01/25/2024 | BBBS | BondBloxx ETF Trust | BondBloxx BBB Rated 1-5 Year Corporate Bond ETF | NYSE Arca |
| 01/25/2024 | QFLR | Innovator ETFs Trust | Innovator Nasdaq-100 Managed Floor ETF | NYSE Arca |
| 01/25/2024 | QMID | WisdomTree Trust | WisdomTree U.S. MidCap Quality Growth Fund | NASDAQ Global Market |
| 01/25/2024 | QSML | WisdomTree Trust | WisdomTree U.S. SmallCap Quality Growth Fund | NASDAQ Global Market |
| 01/26/2024 | AMJB | J P Morgan Chase & Co | JPMorgan Chase & Co. Alerian MLP Index ETNs due January 28, 2044 | NYSE Arca |
| 01/29/2024 | AIEQ | Amplify ETF Trust | Amplify AI Powered Equity ETF | NYSE Arca |
| 01/29/2024 | AIVC | Amplify ETF Trust | Amplify Bloomberg AI Value Chain ETF | NYSE Arca |
| 01/29/2024 | AWAY | Amplify ETF Trust | Amplify Travel Tech ETF | NYSE Arca |
| 01/29/2024 | ETHO | Amplify ETF Trust | Amplify Etho Climate Leadership U.S. ETF | NYSE Arca |
| 01/29/2024 | GAMR | Amplify ETF Trust | Amplify Video Game Tech ETF | NYSE Arca |
| 01/29/2024 | HACK | Amplify ETF Trust | Amplify Cybersecurity ETF | NYSE Arca |
| 01/29/2024 | IPAY | Amplify ETF Trust | Amplify Digital Payments ETF | NYSE Arca |
| 01/29/2024 | ITEQ | Amplify ETF Trust | Amplify BlueStar Israel Technology ETF | NYSE Arca |
| 01/29/2024 | MJ | Amplify ETF Trust | Amplify Alternative Harvest ETF | NYSE Arca |
| 01/29/2024 | MJUS | Amplify ETF Trust | Amplify U.S. Alternative Harvest ETF | NYSE Arca |
| 01/29/2024 | NBOS | Neuberger Berman ETF Trust | Neuberger Berman Option Strategy ETF | NYSE Arca |
| 01/29/2024 | SILJ | Amplify ETF Trust | Amplify Junior Silver Miners ETF | NYSE Arca |
| 01/30/2024 | QQQI | NEOS ETF Trust | NEOS Nasdaq 100 High Income ETF | NASDAQ Global Market |
| 01/30/2024 | VTEC | Vanguard California Tax-Exempt Bond ETF | Vanguard California Tax-Exempt Bond ETF Vanguard California Tax-Exempt Bond ETF | BATS BZX Exchange |
| 01/30/2024 | VTEI | Vanguard Tax-Managed Funds | Vanguard Tax-Managed Funds Vanguard Intermediate-Term Tax-Exempt Bond ETF | BATS BZX Exchange |
| 01/30/2024 | YMAG | Tidal Trust II | YieldMax Magnificent 7 Fund of Option Income ETFs | NYSE Arca |
| 01/31/2024 | MVPA | Advisor Managed Portfolios | Miller Value Partners Appreciation ETF | NYSE Arca |
| 02/01/2024 | DCMT | DoubleLine ETF Trust | DoubleLine Commodity Strategy ETF | NYSE Arca |
| 02/01/2024 | DFVE | DoubleLine ETF Trust | DoubleLine Fortune 500 Equal Weight ETF | NYSE Arca |
| 02/01/2024 | FEBP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - February | BATS BZX Exchange |
| 02/01/2024 | FLJJ | AIM ETF Products Trust | AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF | NYSE Arca |
| 02/01/2024 | IFEB | Innovator ETFs Trust | Innovator International Developed Power Buffer ETF February | NYSE Arca |
| 02/01/2024 | PBFB | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - February | BATS BZX Exchange |
| 02/01/2024 | SIXF | AIM ETF Products Trust | AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF | NYSE Arca |
| 02/06/2024 | MGNR | American Beacon Select Funds | American Beacon Select Funds American Beacon GLG Natural Resources ETF | NYSE Arca |
| 02/07/2024 | XXCH | Direxion Shares ETF Trust | Direxion Daily MSCI Emerging Markets ex China Bull 2X Shares | NYSE Arca |
| 02/08/2024 | EVLN | Morgan Stanley ETF Trust | Eaton Vance Floating-Rate ETF | NYSE Arca |
| 02/08/2024 | KBUF | KraneShares Trust | KraneShares 90% KWEB Defined Outcome January 2026 ETF | NYSE Arca |
| 02/08/2024 | KPRO | KraneShares Trust | KraneShares 100% KWEB Defined Outcome January 2026 ETF | NYSE Arca |
| 02/13/2024 | CANQ | Calamos ETF Trust | Calamos Alternative Nasdaq & Bond ETF | NASDAQ Global Market |
| 02/20/2024 | AOHY | Angel Oak Funds Trust | Angel Oak High Yield Opportunities ETF | NYSE Arca |
| 02/20/2024 | MBS | Angel Oak Funds Trust | Angel Oak Mortgage-Backed Securities ETF | NYSE Arca |
| 02/20/2024 | SFEB | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Small Cap Moderate Buffer ETF - February | BATS BZX Exchange |
| 02/20/2024 | XFEB | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Enhance & Moderate Buffer ETF - February | BATS BZX Exchange |
| 02/22/2024 | BTFX | Valkyrie ETF Trust II | CoinShares Valkyrie Bitcoin Futures Leveraged Strategy ETF | NASDAQ Global Market |
| 02/22/2024 | KNOW | Fundamentals First ETF | Fundamentals First ETF Fundamentals First ETF | BATS BZX Exchange |
| 02/22/2024 | MSTY | Tidal Trust II | YieldMax MSTR Option Income Strategy ETF | NYSE Arca |
| 02/26/2024 | FFLV | Fidelity Covington Trust | Fidelity Fundamental Large Cap Value ETF | BATS BZX Exchange |
| 02/26/2024 | FLDB | Fidelity Merrimack Street Trust | Fidelity Low Duration Bond ETF | NASDAQ Global Market |
| 02/27/2024 | NRES | DBX ETF Trust | Xtrackers RREEF Global Natural Resources ETF | NASDAQ Global Market |
| 02/27/2024 | SCLZ | Northern Lights Fund Trust III | Swan Enhanced Dividend Income ETF | BATS BZX Exchange |
| 02/28/2024 | CAAA | First Trust Exchange-Traded Fund IV | First Trust Commercial Mortgage Opportunities ETF | NYSE Arca |
| 02/28/2024 | MBSF | Valued Advisers Trust | Regan Floating Rate MBS ETF | NYSE Arca |
| 02/28/2024 | MVPL | Advisor Managed Portfolios | Miller Value Partners Leverage ETF | NYSE Arca |
| 02/28/2024 | SCIO | First Trust Exchange-Traded Fund IV | First Trust Structured Credit Income Opportunities ETF | NYSE Arca |
| 02/29/2024 | GINX | The RBB Fund, Inc. | SGI Enhanced Global Income ETF | NASDAQ Global Market |
| 02/29/2024 | MAGQ | Roundhill ETF Trust | Roundhill Daily Inverse Magnificent Seven ETF | NASDAQ Global Market |
| 02/29/2024 | MAGX | Roundhill ETF Trust | Roundhill Daily 2X Long Magnificent Seven ETF | NASDAQ Global Market |
| 02/29/2024 | ULTY | Tidal Trust II | YieldMax Ultra Option Income Strategy ETF | NYSE Arca |
| 02/29/2024 | USDX | The RBB Fund, Inc. | SGI Enhanced Core ETF | NASDAQ Global Market |
| 03/01/2024 | IMAR | Innovator ETFs Trust | Innovator International Developed Power Buffer ETF March | NYSE Arca |
| 03/01/2024 | MRCP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - March | BATS BZX Exchange |
| 03/01/2024 | PBMR | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - March | BATS BZX Exchange |
| 03/01/2024 | SIXP | AIM ETF Products Trust | AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF | NYSE Arca |
| 03/05/2024 | IOPP | Simplify Exchange Traded Funds | Simplify Tara India Opportunities ETF | NYSE Arca |
| 03/06/2024 | COPP | Sprott Funds Trust | Sprott Copper Miners ETF | NASDAQ Global Market |
| 03/06/2024 | IRET | Tidal Trust II | iREIT - MarketVector Quality REIT Index ETF | NYSE Arca |
| 03/06/2024 | NCPB | NuShares ETF Trust | Nuveen Core Plus Bond ETF | NASDAQ Global Market |
| 03/06/2024 | NPFI | NuShares ETF Trust | Nuveen Preferred and Income ETF | NASDAQ Global Market |
| 03/06/2024 | NSCR | NuShares ETF Trust | Nuveen Sustainable Core ETF | NASDAQ Global Market |
| 03/06/2024 | NUSB | NuShares ETF Trust | Nuveen Ultra Short Income ETF | NASDAQ Global Market |
| 03/06/2024 | SPYT | Tidal Trust II | Defiance S&P 500 Target Income ETF | NYSE Arca |
| 03/07/2024 | DIVP | The Advisors Inner Circle Fund II | Cullen Enhanced Equity Income ETF | NYSE Arca |
| 03/07/2024 | MDPL | Northern Lights Fund Trust IV | Monarch Dividend Plus Index ETF | BATS BZX Exchange |
| 03/07/2024 | MSSS | Northern Lights Fund Trust IV | Monarch Select Subsector Index ETF | BATS BZX Exchange |
| 03/07/2024 | MVFD | Northern Lights Fund Trust IV | Monarch Volume Factor Dividend Tree Index ETF | BATS BZX Exchange |
| 03/07/2024 | MVFG | Northern Lights Fund Trust IV | Monarch Volume Factor Global Unconstrained Index ETF | BATS BZX Exchange |
| 03/07/2024 | QDTE | Roundhill ETF Trust | Roundhill Innovation-100 0DTE Covered Call Strategy ETF | BATS BZX Exchange |
| 03/07/2024 | QQQD | Direxion Shares ETF Trust | Direxion Daily Magnificent 7 Bear 1X Shares | NYSE Arca |
| 03/07/2024 | QQQU | Direxion Shares ETF Trust | Direxion Daily Magnificent 7 Bull 2X Shares | NYSE Arca |
| 03/07/2024 | XDTE | Roundhill ETF Trust | Roundhill S&P 500 0DTE Covered Call Strategy ETF | BATS BZX Exchange |
| 03/14/2024 | TAXX | BondBloxx ETF Trust | BondBloxx IR+M Tax-Aware Short Duration ETF | NYSE Arca |
| 03/14/2024 | USIN | WisdomTree Trust | WisdomTree 7-10 Year Laddered Treasury Fund | NASDAQ Global Market |
| 03/14/2024 | USSH | WisdomTree Trust | WisdomTree 1-3 Year Laddered Treasury Fund | NASDAQ Global Market |
| 03/15/2024 | IVVW | iShares Trust | iShares S&P 500 BuyWrite ETF | BATS BZX Exchange |
| 03/15/2024 | IWMW | iShares Trust | iShares Russell 2000 BuyWrite ETF | BATS BZX Exchange |
| 03/15/2024 | PCCE | Litman Gregory Funds Trust | Polen Capital China Growth ETF | NYSE Arca |
| 03/15/2024 | PCIG | Litman Gregory Funds Trust | Polen Capital International Growth ETF | NYSE Arca |
| 03/18/2024 | AMDL | GraniteShares ETF Trust | GraniteShares 2x Long AMD Daily ETF | NASDAQ Global Market |
| 03/18/2024 | AMZZ | GraniteShares ETF Trust | GraniteShares 2x Long AMZN Daily ETF | NASDAQ Global Market |
| 03/18/2024 | MSFL | GraniteShares ETF Trust | GraniteShares 2x Long MSFT Daily ETF | NASDAQ Global Market |
| 03/18/2024 | OWNS | Quaker Investment Trust | Quaker Investment Trust CCM Affordable Housing MBS ETF | NYSE Arca |
| 03/19/2024 | ROIS | Lattice Strategies Trust | Hartford Multifactor International Small Company ETF | BATS BZX Exchange |
| 03/19/2024 | XIMR | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Buffer & Premium Income ETF - March | BATS BZX Exchange |
| 03/20/2024 | IQQQ | ProShares Trust | ProShares Nasdaq-100 High Income ETF | NASDAQ Global Market |
| 03/21/2024 | AVXC | American Century ETF Trust | Avantis Emerging Markets ex-China Equity ETF | NASDAQ Global Market |
| 03/21/2024 | BCIL | Exchange Listed Funds Trust | Exchange Bancreek International Large Cap ETF | NYSE Arca |
| 03/21/2024 | BTRN | Global X Funds | Global X Bitcoin Trend Strategy ETF | NYSE Arca |
| 03/21/2024 | EAFG | Pacer Funds Trust | Pacer Developed Markets Cash Cows Growth Leaders ETF | NYSE Arca |
| 03/21/2024 | FDND | First Trust Exchange-Traded Fund IV | FT Vest Dow Jones Internet & Target Income ETF | BATS BZX Exchange |
| 03/21/2024 | IBAT | iShares Trust | iShares Energy Storage & Materials ETF | NASDAQ Global Market |
| 03/21/2024 | NBSM | Neuberger Berman ETF Trust | Neuberger Berman Small-Mid Cap ETF | NYSE Arca |
| 03/25/2024 | EAGL | The 2023 ETF Series Trust | Eagle Capital Select Equity ETF | NYSE Arca |
| 03/25/2024 | EVSM | Morgan Stanley ETF Trust | Eaton Vance Short Duration Municipal Income ETF | NYSE Arca |
| 03/25/2024 | EVTR | Morgan Stanley ETF Trust | Eaton Vance Total Return Bond ETF | New York Stock Exchange |
| 03/26/2024 | PTL | Northern Lights Fund Trust IV | Inspire 500 ETF | NYSE Arca |
| 03/27/2024 | GRPZ | Invesco Exchange-Traded Fund Trust II | Invesco S&P SmallCap 600 GARP ETF | NYSE Arca |
| 03/27/2024 | KEAT | EA Series Trust | Keating Active ETF | NASDAQ Global Market |
| 03/27/2024 | MARM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - March | BATS BZX Exchange |
| 03/28/2024 | INRO | BlackRock ETF Trust | iShares U.S. Industry Rotation Active ETF | NASDAQ Global Market |
| 03/28/2024 | MGRO | VanEck ETF Trust | VanEck Morningstar Wide Moat Growth ETF | BATS BZX Exchange |
| 03/28/2024 | MVAL | VanEck ETF Trust | VanEck Morningstar Wide Moat Value ETF | BATS BZX Exchange |
| 04/01/2024 | AAPR | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 2 Yr to April 2026 | BATS BZX Exchange |
| 04/01/2024 | APRP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - April | BATS BZX Exchange |
| 04/01/2024 | ARLU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF | BATS BZX Exchange |
| 04/01/2024 | FLAO | AIM ETF Products Trust | AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF | NYSE Arca |
| 04/01/2024 | HAPR | Innovator ETFs Trust | Innovator Premium Income 9 Buffer ETF - April | BATS BZX Exchange |
| 04/01/2024 | LAPR | Innovator ETFs Trust | Innovator Premium Income 15 Buffer ETF - April | BATS BZX Exchange |
| 04/01/2024 | PBAP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - April | BATS BZX Exchange |
| 04/02/2024 | BITU | ProShares Trust | ProShares Ultra Bitcoin ETF | NYSE Arca |
| 04/02/2024 | EHLS | Tidal Trust II | Even Herd Long Short ETF | NASDAQ Global Market |
| 04/02/2024 | KOOL | Spinnaker ETF Series | North Shore Equity Rotation ETF | NYSE Arca |
| 04/02/2024 | SBIT | ProShares Trust | ProShares UltraShort Bitcoin ETF | NYSE Arca |
| 04/03/2024 | RVER | Advisor Managed Portfolios | Trenchless Fund ETF | NYSE Arca |
| 04/04/2024 | RAYJ | The Advisors' Inner Circle Fund III | Rayliant SMDAM Japan Equity ETF | NYSE Arca |
| 04/04/2024 | SAMM | The Advisors' Inner Circle Fund III | Strategas Macro Momentum ETF | NYSE Arca |
| 04/05/2024 | ALAI | The Alger ETF Trust | Alger AI Enablers & Adopters ETF | NYSE Arca |
| 04/05/2024 | CNEQ | The Alger ETF Trust | Alger Concentrated Equity ETF | NYSE Arca |
| 04/09/2024 | MDST | Ultimus Managers Trust | Westwood Salient Enhanced Midstream Income ETF | New York Stock Exchange |
| 04/09/2024 | STBF | Trust for Professional Managers | Performance Trust Short Term Bond ETF | BATS BZX Exchange |
| 04/10/2024 | OGSP | Spinnaker ETF Series | Obra High Grade Structured Products ETF | NYSE Arca |
| 04/10/2024 | OOSP | Spinnaker ETF Series | Obra Opportunistic Structured Products ETF | NYSE Arca |
| 04/11/2024 | FBUF | Fidelity Dynamic Buffered Equity ETF | Fidelity Dynamic Buffered Equity ETF Fidelity Dynamic Buffered Equity ETF | BATS BZX Exchange |
| 04/11/2024 | FHEQ | Fidelity Dynamic Buffered Equity ETF | Fidelity Dynamic Buffered Equity ETF Fidelity Hedged Equity ETF | BATS BZX Exchange |
| 04/11/2024 | FYEE | Fidelity Dynamic Buffered Equity ETF | Fidelity Dynamic Buffered Equity ETF Fidelity Yield Enhanced Equity ETF | BATS BZX Exchange |
| 04/11/2024 | STXM | EA Series Trust | Strive Mid-Cap ETF | New York Stock Exchange |
| 04/12/2024 | CCSB | Tidal Trust II | Carbon Collective Short Duration Green Bond ETF | NASDAQ Global Market |
| 04/12/2024 | NEWZ | EA Series Trust | StockSnips AI-Powered Sentiment US All Cap ETF | NASDAQ Global Market |
| 04/16/2024 | NXTI | Simplify Exchange Traded Funds | Simplify Next Intangible Core Index ETF | BATS BZX Exchange |
| 04/16/2024 | NXTV | Simplify Exchange Traded Funds | Simplify Next Intangible Value Index ETF | BATS BZX Exchange |
| 04/22/2024 | BOTT | Themes ETF Trust | Themes Robotics & Automation ETF | NASDAQ Global Market |
| 04/22/2024 | QCAP | First Trust Exchange-Traded Fund VIII | FT Vest Nasdaq-100 Conservative Buffer ETF - April | BATS BZX Exchange |
| 04/22/2024 | XAPR | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Enhance & Moderate Buffer ETF - April | BATS BZX Exchange |
| 04/23/2024 | OPTZ | Advisor Managed Portfolios | Optimize Strategy Index ETF | NASDAQ Global Market |
| 04/23/2024 | YBIT | Tidal Trust II | YieldMax Bitcoin Option Income Strategy ETF | NYSE Arca |
| 04/30/2024 | PSTR | Northern Lights Fund Trust II | PeakShares Sector Rotation ETF | NASDAQ Global Market |
| 05/01/2024 | CPSM | Calamos ETF Trust | Calamos S&P 500 Structured Alt Protection ETF May | NYSE Arca |
| 05/01/2024 | ERNZ | Listed Funds Trust | TrueShares Active Yield ETF | NASDAQ Global Market |
| 05/01/2024 | IMAY | Innovator ETFs Trust | Innovator International Developed Power Buffer ETF - May | NYSE Arca |
| 05/01/2024 | MAYP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - May | BATS BZX Exchange |
| 05/01/2024 | MAYU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped May ETF | BATS BZX Exchange |
| 05/01/2024 | PBMY | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - May | BATS BZX Exchange |
| 05/01/2024 | RND | First Trust Exchange-Traded Fund VI | First Trust Bloomberg R&D Leaders ETF | NYSE Arca |
| 05/01/2024 | SIXZ | AIM ETF Products Trust | AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF | NYSE Arca |
| 05/01/2024 | WEEI | Ultimus Managers Trust | Westwood Salient Enhanced Energy Income ETF | NASDAQ Global Market |
| 05/02/2024 | AGGS | Harbor ETF Trust | Harbor Disciplined Bond ETF | NYSE Arca |
| 05/02/2024 | CRSH | Tidal Trust II | YieldMax Short TSLA Option Income Strategy ETF | NYSE Arca |
| 05/02/2024 | JHHY | John Hancock Exchange-Traded Fund Trust | John Hancock High Yield ETF | NYSE Arca |
| 05/03/2024 | AGMI | Themes ETF Trust | Themes Silver Miners ETF | NASDAQ Global Market |
| 05/03/2024 | TOGA | Managed Portfolio Series | Managed Portfolio Series Tremblant Global ETF | NYSE Arca |
| 05/06/2024 | AIFD | TCW ETF Trust | TCW Artificial Intelligence ETF | New York Stock Exchange |
| 05/06/2024 | EIPI | First Trust Exchange-Traded Fund VIII | FT Energy Income Partners Enhanced Income ETF | NYSE Arca |
| 05/06/2024 | GRW | TCW ETF Trust | TCW Compounders ETF | New York Stock Exchange |
| 05/08/2024 | JULP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - July | BATS BZX Exchange |
| 05/08/2024 | MLPD | Global X Funds | Global X MLP & Energy Infrastructure Covered Call ETF | NYSE Arca |
| 05/08/2024 | PBJL | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - July | BATS BZX Exchange |
| 05/08/2024 | QDCC | Global X Funds | Global X S&P 500 Quality Dividend Covered Call ETF | NYSE Arca |
| 05/09/2024 | INDH | WisdomTree Trust | WisdomTree India Hedged Equity Fund | NASDAQ Global Market |
| 05/10/2024 | AUGP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - August | BATS BZX Exchange |
| 05/10/2024 | PBAU | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - August | BATS BZX Exchange |
| 05/10/2024 | USOY | Tidal Trust II | Defiance Oil Enhanced Options Income ETF | NASDAQ Global Market |
| 05/14/2024 | NDOW | Collaborative Investment Series Trust | Anydrus Advantage ETF | BATS BZX Exchange |
| 05/15/2024 | AIBD | Direxion Shares ETF Trust | Direxion Daily AI and Big Data Bear 2X Shares | NYSE Arca |
| 05/15/2024 | AIBU | Direxion Shares ETF Trust | Direxion Daily AI and Big Data Bull 2X Shares | NYSE Arca |
| 05/15/2024 | LRGG | Macquarie ETF Trust | Macquarie Focused Large Growth ETF | NYSE Arca |
| 05/15/2024 | PBSE | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - September | BATS BZX Exchange |
| 05/15/2024 | SEPP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - September | BATS BZX Exchange |
| 05/16/2024 | ASMF | Virtus ETF Trust II | Virtus AlphaSimplex Managed Futures ETF | NYSE Arca |
| 05/16/2024 | WEEL | Tidal Trust II | Peerless Option Income Wheel ETF | NYSE Arca |
| 05/17/2024 | JADE | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Active Developing Markets Equity ETF | NYSE Arca |
| 05/17/2024 | OCTP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - October | BATS BZX Exchange |
| 05/17/2024 | PBOC | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - October | BATS BZX Exchange |
| 05/20/2024 | OCFS | Professionally Managed Portfolios | Otter Creek Focus Strategy ETF | NYSE Arca |
| 05/20/2024 | QMMY | First Trust Exchange-Traded Fund VIII | FT Vest Nasdaq-100 Moderate Buffer ETF - May | BATS BZX Exchange |
| 05/20/2024 | XMAY | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May | BATS BZX Exchange |
| 05/21/2024 | GDXY | Tidal Trust II | YieldMax Gold Miners Option Income Strategy ETF | NYSE Arca |
| 05/21/2024 | OZEM | Roundhill ETF Trust | Roundhill GLP-1 & Weight Loss ETF | NASDAQ Global Market |
| 05/21/2024 | SPTB | SPDR Series Trust | SPDR Portfolio Treasury ETF | NYSE Arca |
| 05/21/2024 | THNR | Amplify ETF Trust | Amplify Weight Loss Drug & Treatment ETF | NYSE Arca |
| 05/22/2024 | GENM | Spinnaker ETF Series | Genter Capital Municipal Quality Intermediate ETF | NYSE Arca |
| 05/22/2024 | GENT | Spinnaker ETF Series | Genter Capital Taxable Quality Intermediate ETF | NYSE Arca |
| 05/22/2024 | NOVP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - November | BATS BZX Exchange |
| 05/22/2024 | PBNV | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - November | BATS BZX Exchange |
| 05/24/2024 | DECP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - December | BATS BZX Exchange |
| 05/24/2024 | IBDZ | iShares Trust | iShares iBonds Dec 2034 Term Corporate ETF | NYSE Arca |
| 05/24/2024 | IBHK | iShares Trust | iShares iBonds 2031 Term High Yield and Income ETF | BATS BZX Exchange |
| 05/24/2024 | IBIK | iShares Trust | iShares iBonds Oct 2034 Term TIPS ETF | NYSE Arca |
| 05/24/2024 | IBMS | iShares Trust | iShares iBonds Dec 2030 Term Muni Bond ETF | BATS BZX Exchange |
| 05/24/2024 | PBDE | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - December | BATS BZX Exchange |
| 05/28/2024 | URAX | Tidal Trust II | Defiance Daily Target 2x Long Uranium ETF | NYSE Arca |
| 05/29/2024 | MFUT | Tidal Trust II | Cambria Chesapeake Pure Trend ETF | BATS BZX Exchange |
| 05/29/2024 | RSSY | Tidal Trust II | Return Stacked U.S. Stocks & Futures Yield ETF | BATS BZX Exchange |
| 05/30/2024 | BUFS | First Trust Exchange-Traded Fund VIII | FT Vest Laddered Small Cap Moderate Buffer ETF | BATS BZX Exchange |
| 05/31/2024 | SECR | New York Life Investments Active ETF Trust | NYLI MacKay Securitized Income ETF | NYSE Arca |
| 06/03/2024 | CPNJ | Calamos ETF Trust | Calamos Nasdaq - 100 Structured Alt Protection ETF -June | NYSE Arca |
| 06/03/2024 | IJUN | Innovator ETFs Trust | Innovator International Developed Power Buffer ETF June | NYSE Arca |
| 06/03/2024 | JNEU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped June ETF | BATS BZX Exchange |
| 06/03/2024 | JUNP | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 12 ETF - June | BATS BZX Exchange |
| 06/03/2024 | KJUN | Innovator ETFs Trust | Innovator U.S. Small Cap Power Buffer ETF - June | BATS BZX Exchange |
| 06/03/2024 | NJUN | Innovator ETFs Trust | Innovator Growth-100 Power Buffer ETF - June | BATS BZX Exchange |
| 06/03/2024 | PBJN | PGIM Rock ETF Trust | PGIM US Large-Cap Buffer 20 ETF - June | BATS BZX Exchange |
| 06/03/2024 | RTRE | Collaborative Investment Series Trust | Rareview Total Return Bond ETF | BATS BZX Exchange |
| 06/03/2024 | SIXD | AIM ETF Products Trust | AllianzIM U.S. Large Cap 6 Month Buffer10 Jun/Dec ETF | NYSE Arca |
| 06/04/2024 | AIPI | ETF Opportunities Trust | REX AI Equity Premium Income ETF | NASDAQ Global Market |
| 06/04/2024 | ETHU | Volatility Shares Trust | 2x Ether ETF | BATS BZX Exchange |
| 06/05/2024 | BGRO | BlackRock ETF Trust | iShares Large Cap Growth Active ETF | NASDAQ Global Market |
| 06/05/2024 | METD | Direxion Shares ETF Trust | Direxion Daily META Bear 1X Shares | NASDAQ Global Market |
| 06/05/2024 | METU | Direxion Shares ETF Trust | Direxion Daily META Bull 2X Shares | NASDAQ Global Market |
| 06/05/2024 | RSSL | Global X Funds | Global X Russell 2000 ETF | NYSE Arca |
| 06/07/2024 | ETHD | ProShares Trust | ProShares UltraShort Ether ETF | NYSE Arca |
| 06/07/2024 | ETHT | ProShares Trust | ProShares Ultra Ether ETF | NYSE Arca |
| 06/10/2024 | SDFI | AB Active ETFs, Inc. | AB Short Duration Income ETF | NYSE Arca |
| 06/10/2024 | SYFI | AB Active ETFs, Inc. | AB Short Duration High Yield ETF | NYSE Arca |
| 06/11/2024 | SNOY | Tidal Trust II | YieldMax SNOW Option Income Strategy ETF | NYSE Arca |
| 06/12/2024 | BSCY | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2034 Corporate Bond ETF | NASDAQ Global Market |
| 06/12/2024 | BSJW | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2032 High Yield Corporate Bond ETF | NASDAQ Global Market |
| 06/12/2024 | IBGA | iShares Trust | iShares iBonds Dec 2044 Term Treasury ETF | NASDAQ Global Market |
| 06/12/2024 | IBGK | iShares Trust | iShares iBonds Dec 2054 Term Treasury ETF | NASDAQ Global Market |
| 06/12/2024 | IBTP | iShares Trust | iShares iBonds Dec 2034 Term Treasury ETF | NASDAQ Global Market |
| 06/13/2024 | BUFP | PGIM Rock ETF Trust | PGIM Laddered Fund of Buffer 12 ETF | BATS BZX Exchange |
| 06/13/2024 | OASC | Unified Series Trust | OneAscent Small Cap Core ETF | NYSE Arca |
| 06/13/2024 | PBFR | PGIM Rock ETF Trust | PGIM Laddered Fund of Buffer 20 ETF | BATS BZX Exchange |
| 06/14/2024 | QXQ | The RBB Fund, Inc. | SGI Enhanced Nasdaq-100 ETF | NASDAQ Global Market |
| 06/17/2024 | EVSD | Morgan Stanley ETF Trust | Eaton Vance Short Duration Income ETF | NASDAQ Global Market |
| 06/18/2024 | BELT | BlackRock ETF Trust | iShares Long-Term U.S. Equity Active ETF | NASDAQ Global Market |
| 06/18/2024 | BRHY | BlackRock ETF Trust II | iShares High Yield Active ETF | NASDAQ Global Market |
| 06/21/2024 | BMDL | Victory Portfolios II | VictoryShares WestEnd Economic Cycle Bond ETF | NASDAQ Global Market |
| 06/21/2024 | GLOW | Victory Portfolios II | VictoryShares WestEnd Global Equity ETF | NASDAQ Global Market |
| 06/21/2024 | QQQT | Tidal Trust II | Defiance Nasdaq 100 Income Target ETF | NASDAQ Global Market |
| 06/24/2024 | FLXR | TCW ETF Trust | TCW Flexible Income ETF | New York Stock Exchange |
| 06/24/2024 | JUNM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - June | BATS BZX Exchange |
| 06/24/2024 | NBSD | Neuberger Berman ETF Trust | Neuberger Berman Short Duration Income ETF | NYSE Arca |
| 06/24/2024 | NITE | Capitol Series Trust | The Nightview Fund NITE | NYSE Arca |
| 06/24/2024 | RSJN | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Equal Weight Buffer ETF - June | NYSE Arca |
| 06/24/2024 | TIME | Tidal Trust II | Clockwise Core Equity & Innovation ETF | NYSE Arca |
| 06/24/2024 | XIJN | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Buffer & Premium Income ETF - June | BATS BZX Exchange |
| 06/25/2024 | ABNY | Tidal Trust II | YieldMax ABNB Option Income Strategy ETF | NYSE Arca |
| 06/25/2024 | IWMI | NEOS ETF Trust | NEOS Russell 2000 High Income ETF | BATS BZX Exchange |
| 06/25/2024 | NBFC | Neuberger Berman ETF Trust | Neuberger Berman Flexible Credit Income ETF | NYSE Arca |
| 06/26/2024 | KLMT | Invesco Exchange-Traded Fund Trust II | Invesco MSCI Global Climate 500 ETF | NYSE Arca |
| 06/26/2024 | STXI | EA Series Trust | Strive International Developed Markets ETF | New York Stock Exchange |
| 06/26/2024 | URAA | Direxion Shares ETF Trust | Direxion Daily Uranium Industry Bull 2X Shares | NYSE Arca |
| 06/27/2024 | CGCV | Capital Group Conservative Equity ETF | Capital Group Conservative Equity ETF | NYSE Arca |
| 06/27/2024 | CGGE | Capital Group Global Equity ETF | Capital Group Global Equity ETF | NYSE Arca |
| 06/27/2024 | CGHM | Capital Group Fixed Income ETF Trust | Capital Group Municipal High-Income ETF | NYSE Arca |
| 06/27/2024 | CGIB | Capital Group Fixed Income ETF Trust | Capital Group International Bond ETF (USD-Hedged) | NYSE Arca |
| 06/27/2024 | CGIC | Capital Group International Core Equity ETF | Capital Group International Core Equity ETF | NYSE Arca |
| 06/27/2024 | CGNG | Capital Group New Geography Equity ETF | Capital Group New Geography Equity ETF | NYSE Arca |
| 06/27/2024 | CGUI | Capital Group Fixed Income ETF Trust | Capital Group Ultra Short Income ETF | NYSE Arca |
| 06/27/2024 | EMOT | First Trust Exchange-Traded Fund VI | First Trust S&P 500 Economic Moat ETF | NYSE Arca |
| 06/28/2024 | PMIO | PGIM ETF Trust | PGIM Municipal Income Opportunities ETF | NYSE Arca |
| 06/28/2024 | PUSH | PGIM ETF Trust | PGIM Ultra Short Municipal Bond ETF | NYSE Arca |
| 07/01/2024 | AJUL | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 2 Yr to July 2026 | BATS BZX Exchange |
| 07/01/2024 | CPRJ | Calamos ETF Trust | Calamos Russell 2000 Structured Alt Protection ETF July | NYSE Arca |
| 07/01/2024 | CPSJ | Calamos ETF Trust | Calamos S&P 500 Structured Alt Protection ETF July | NYSE Arca |
| 07/01/2024 | EBUF | Innovator ETFs Trust | Innovator Emerging Markets 10 Buffer ETF - Quarterly | NYSE Arca |
| 07/01/2024 | HJUL | Innovator ETFs Trust | Innovator Premium Income 9 Buffer ETF - July | BATS BZX Exchange |
| 07/01/2024 | IBUF | Innovator ETFs Trust | Innovator International Developed 10 Buffer ETF - Quarterly | NYSE Arca |
| 07/01/2024 | JAJL | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 6mo Jan/Jul | BATS BZX Exchange |
| 07/01/2024 | JULU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF | BATS BZX Exchange |
| 07/01/2024 | LJUL | Innovator ETFs Trust | Innovator Premium Income 15 Buffer ETF - July | BATS BZX Exchange |
| 07/01/2024 | MAXJ | iShares Trust | iShares Large Cap Max Buffer Jun ETF | BATS BZX Exchange |
| 07/01/2024 | QBER | Elevation Series Trust | TrueShares Quarterly Bear Hedge ETF | BATS BZX Exchange |
| 07/01/2024 | QBUF | Innovator ETFs Trust | Innovator Nasdaq-100 10 Buffer ETF Quarterly | NASDAQ Global Market |
| 07/01/2024 | QBUL | Elevation Series Trust | TrueShares Quarterly Bull Hedge ETF | BATS BZX Exchange |
| 07/01/2024 | RBUF | Innovator ETFs Trust | Innovator U.S. Small Cap 10 Buffer ETF - Quarterly | BATS BZX Exchange |
| 07/01/2024 | ZJUL | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 1 Yr July | BATS BZX Exchange |
| 07/02/2024 | FCTE | ETF Opportunities Trust | SMI 3Fourteen Full-Cycle Trend ETF | NASDAQ Global Market |
| 07/10/2024 | BTCL | T-Rex 2X Long Bitcoin Daily Target ETF | T-Rex 2X Long Bitcoin Daily Target ETF | BATS BZX Exchange |
| 07/10/2024 | BTCZ | T-Rex 2X Long Bitcoin Daily Target ETF | T-Rex 2X Inverse Bitcoin Daily Target ETF | BATS BZX Exchange |
| 07/10/2024 | DRAI | EA Series Trust | Draco Evolution AI ETF | NYSE Arca |
| 07/10/2024 | EBIT | Harbor ETF Trust | Harbor AlphaEdge Small Cap Earners ETF | NYSE Arca |
| 07/10/2024 | FIAT | Tidal Trust II | YieldMax Short COIN Option Income Strategy ETF | NYSE Arca |
| 07/10/2024 | TAXE | T. Rowe Price Exchange-Traded Funds, Inc. | Intermediate Municipal Income ETF | NASDAQ Global Market |
| 07/11/2024 | CCNR | Financial Investors Trust | ALPS/CoreCommodity Natural Resources ETF | NASDAQ Global Market |
| 07/11/2024 | DUKH | Northern Lights Fund Trust | Ocean Park High Income ETF | NASDAQ Global Market |
| 07/11/2024 | DUKQ | Northern Lights Fund Trust | Ocean Park Domestic ETF | NYSE Arca |
| 07/11/2024 | DUKX | Northern Lights Fund Trust | Ocean Park International ETF | NASDAQ Global Market |
| 07/11/2024 | DUKZ | Northern Lights Fund Trust | Ocean Park Diversified Income ETF | NYSE Arca |
| 07/11/2024 | HEJD | Victory Portfolios II | VictoryShares Hedged Equity Income ETF | NASDAQ Global Market |
| 07/12/2024 | LYLD | Cambria ETF Trust | Cambria Large Cap Shareholder Yield ETF | BATS BZX Exchange |
| 07/15/2024 | ILOW | AB Active ETFs, Inc. | AB International Low Volatility Equity ETF | NYSE Arca |
| 07/16/2024 | KSPY | KraneShares Trust | KraneShares Hedgeye Hedged Equity Index ETF | NYSE Arca |
| 07/17/2024 | EFAA | Invesco Actively Managed Exchange-Traded Fund Trus | Invesco MSCI EAFE Income Advantage ETF | NYSE Arca |
| 07/17/2024 | LMBO | Direxion Shares ETF Trust | Direxion Daily Crypto Industry Bull 2X Shares | NYSE Arca |
| 07/17/2024 | QQA | Invesco Actively Managed Exchange-Traded Fund Trus | Invesco QQQ Income Advantage ETF | NASDAQ Global Market |
| 07/17/2024 | REKT | Direxion Shares ETF Trust | Direxion Daily Crypto Industry Bear 1X Shares | NYSE Arca |
| 07/17/2024 | RSPA | Invesco Actively Managed Exchange-Traded Fund Trus | Invesco S&P 500 Equal Weight Income Advantage ETF | NYSE Arca |
| 07/18/2024 | AGIX | KraneShares Trust | KraneShares Artificial Intelligence & Technology ETF | NASDAQ Global Market |
| 07/18/2024 | CATF | American Century ETF Trust | American Century California Municipal Bond ETF | NYSE Arca |
| 07/18/2024 | CSHP | BlackRock ETF Trust | iShares Enhanced Short-Term Bond Active ETF | NYSE Arca |
| 07/18/2024 | MADE | iShares Trust | iShares U.S. Manufacturing ETF | NYSE Arca |
| 07/22/2024 | KNO | Investment Managers Series Trust II | AXS Knowledge Leaders ETF | NYSE Arca |
| 07/22/2024 | QCJL | First Trust Exchange-Traded Fund VIII | FT Vest Nasdaq-100 Conservative Buffer ETF - July | BATS BZX Exchange |
| 07/23/2024 | CETH | 21Shares Core Ethereum ETF | 21Shares Core Ethereum ETF | BATS BZX Exchange |
| 07/23/2024 | DCAP | Tidal Trust III | Unity Wealth Partners Dynamic Capital Appreciation & Options ETF | NASDAQ Global Market |
| 07/23/2024 | ETH | Grayscale Ethereum Mini Trust ETF | Grayscale Ethereum Mini Trust (ETH) | NYSE Arca |
| 07/23/2024 | ETHA | iShares Ethereum Trust | iShares Ethereum Trust ETF | NASDAQ Global Market |
| 07/23/2024 | ETHE | Grayscale Ethereum Trust ETF | Grayscale Ethereum Trust (ETH) | NYSE Arca |
| 07/23/2024 | ETHV | VanEck Ethereum ETF | VanEck Ethereum ETF VanEck Ethereum ETF | BATS BZX Exchange |
| 07/23/2024 | ETHW | Bitwise Ethereum ETF | Bitwise Ethereum ETF | NYSE Arca |
| 07/23/2024 | EZET | Franklin Ethereum ETF | Franklin Ethereum ETF Franklin Ethereum ETF | BATS BZX Exchange |
| 07/23/2024 | FETH | Fidelity Ethereum Fund | Fidelity Ethereum Fund Fidelity Ethereum Fund | BATS BZX Exchange |
| 07/23/2024 | KQQQ | Kurv ETF Trust | Kurv Technology Titans Select ETF | NASDAQ Global Market |
| 07/23/2024 | QETH | Invesco Galaxy Ethereum ETF | Invesco Galaxy Ethereum ETF Invesco Galaxy Ethereum ETF | BATS BZX Exchange |
| 07/24/2024 | DIPS | Tidal Trust II | YieldMax Short NVDA Option Income Strategy ETF | NYSE Arca |
| 07/25/2024 | GCAL | Goldman Sachs ETF Trust | Goldman Sachs Dynamic California Municipal Income ETF | NYSE Arca |
| 07/25/2024 | GMNY | Goldman Sachs ETF Trust | Goldman Sachs Dynamic New York Municipal Income ETF | NYSE Arca |
| 07/25/2024 | GMUB | Goldman Sachs ETF Trust | Goldman Sachs Municipal Income ETF | NYSE Arca |
| 07/25/2024 | GUMI | Goldman Sachs ETF Trust | Goldman Sachs Ultra Short Municipal Income ETF | NYSE Arca |
| 07/25/2024 | JULM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - July | BATS BZX Exchange |
| 07/26/2024 | KCSH | KraneShares Trust | KraneShares Sustainable Ultra Short Duration Index ETF | NYSE Arca |
| 07/30/2024 | GIAX | Tidal Trust II | Nicholas Global Equity and Income ETF | NYSE Arca |
| 07/31/2024 | BDIV | ETF Series Solutions | AAM Brentview Dividend Growth ETF | NYSE Arca |
| 07/31/2024 | BTC | Grayscale Bitcoin Mini Trust ETF | Grayscale Bitcoin Mini Trust (BTC) | NYSE Arca |
| 07/31/2024 | FLCC | Federated Hermes ETF Trust | Federated Hermes MDT Large Cap Core ETF | NYSE Arca |
| 07/31/2024 | FLCG | Federated Hermes ETF Trust | Federated Hermes MDT Large Cap Growth ETF | NYSE Arca |
| 07/31/2024 | FLCV | Federated Hermes ETF Trust | Federated Hermes MDT Large Cap Value ETF | NYSE Arca |
| 07/31/2024 | FSCC | Federated Hermes ETF Trust | Federated Hermes MDT Small Cap Core ETF | NYSE Arca |
| 07/31/2024 | SAWG | ETF Series Solutions | AAM Sawgrass US Large Cap Quality Growth ETF | NYSE Arca |
| 07/31/2024 | SAWS | ETF Series Solutions | AAM Sawgrass US Small Cap Quality Growth ETF | NYSE Arca |
| 08/01/2024 | AUGU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped Aug ETF | BATS BZX Exchange |
| 08/01/2024 | CPSA | Calamos ETF Trust | Calamos S&P 500 Structured Alt Protection ETF August | NYSE Arca |
| 08/01/2024 | GPRF | Goldman Sachs ETF Trust | Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF | NASDAQ Global Market |
| 08/01/2024 | IAUG | Innovator ETFs Trust | Innovator International Developed Power Buffer ETF August | NYSE Arca |
| 08/01/2024 | KAUG | Innovator ETFs Trust | Innovator US Small Cap Power Buffer ETF - August | BATS BZX Exchange |
| 08/01/2024 | NAUG | Innovator ETFs Trust | Innovator Growth-100 Power Buffer ETF - August | BATS BZX Exchange |
| 08/01/2024 | NBCR | Neuberger Berman ETF Trust | Neuberger Berman Core Equity ETF | NYSE Arca |
| 08/01/2024 | OCTA | Tidal Trust II | Octane All-Cap Value Energy ETF | NASDAQ Global Market |
| 08/01/2024 | ZAUG | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 1 Yr August | BATS BZX Exchange |
| 08/02/2024 | XAIX | DBX ETF Trust | Xtrackers Artificial Intelligence and Big Data ETF | NASDAQ Global Market |
| 08/08/2024 | BABO | Tidal Trust II | YieldMax BABA Option Income Strategy ETF | NYSE Arca |
| 08/08/2024 | LCDS | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Fundamental Data Science Large Core ETF | NASDAQ Global Market |
| 08/08/2024 | LLYX | Tidal Trust II | Defiance Daily Target 2X Long LLY ETF | NYSE Arca |
| 08/08/2024 | MCDS | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Fundamental Data Science Mid Core ETF | NASDAQ Global Market |
| 08/08/2024 | SCDS | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Fundamental Data Science Small Core ETF | NASDAQ Global Market |
| 08/13/2024 | GAEM | Simplify Exchange Traded Funds | Simplify Gamma Emerging Market Bond ETF | NYSE Arca |
| 08/13/2024 | JGRW | Trust for Professional Managers | Jensen Quality Growth ETF | NYSE Arca |
| 08/13/2024 | QTUM | ETF Series Solutions | Defiance Quantum ETF | NASDAQ Global Market |
| 08/13/2024 | RMCA | Tidal Trust III | Rockefeller California Municipal Bond ETF | NYSE Arca |
| 08/13/2024 | RMNY | Tidal Trust III | Rockefeller New York Municipal Bond ETF | NYSE Arca |
| 08/13/2024 | RMOP | Tidal Trust III | Rockefeller Opportunistic Municipal Bond ETF | NYSE Arca |
| 08/13/2024 | SCUS | Schwab Strategic Trust | Schwab Ultra-Short Income ETF | NYSE Arca |
| 08/13/2024 | SIXG | ETF Series Solutions | Defiance Connective Technologies ETF | NASDAQ Global Market |
| 08/14/2024 | JEMB | Janus Detroit Street Trust | Janus Henderson Emerging Markets Debt Hard Currency ETF | NYSE Arca |
| 08/15/2024 | MSTX | Tidal Trust II | Defiance Daily Target 2x Long MSTR ETF | NASDAQ Global Market |
| 08/15/2024 | TSPY | ETF Opportunities Trust | TappAlpha SPY Growth & Daily Income ETF | NASDAQ Global Market |
| 08/15/2024 | YQQQ | Tidal Trust II | YieldMax Short N100 Option Income Strategy ETF | NASDAQ Global Market |
| 08/19/2024 | AUGM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - August | BATS BZX Exchange |
| 08/19/2024 | QMAG | First Trust Exchange-Traded Fund VIII | FT Vest Nasdaq-100 Moderate Buffer ETF - August | BATS BZX Exchange |
| 08/20/2024 | QHDG | Innovator ETFs Trust | Innovator Hedged Nasdaq-100 ETF | NASDAQ Global Market |
| 08/20/2024 | QQQG | Pacer Funds Trust | Pacer Nasdaq 100 Top 50 Cash Cows Growth Leaders ETF | NASDAQ Global Market |
| 08/20/2024 | TOAK | Manager Directed Portfolios | Manager Directed Portfolios Twin Oak Short Horizon Absolute Return ETF | NYSE Arca |
| 08/21/2024 | RSBY | Tidal Trust II | Return Stacked Bonds & Futures Yield ETF | BATS BZX Exchange |
| 08/21/2024 | SMST | Tidal Trust II | Defiance Daily Target 2x Short MSTR ETF | NASDAQ Global Market |
| 08/21/2024 | TSMY | Tidal Trust II | YieldMax TSM Option Income Strategy ETF | NYSE Arca |
| 08/22/2024 | AVGX | Tidal Trust II | Defiance Daily Target 2X Long AVGO ETF | NASDAQ Global Market |
| 08/22/2024 | QDVO | Amplify ETF Trust | Amplify CWP Growth & Income ETF | NYSE Arca |
| 08/22/2024 | SMCX | Tidal Trust II | Defiance Daily Target 2X Long SMCI ETF | NASDAQ Global Market |
| 08/28/2024 | IPAV | Global X Funds | Global X Infrastructure Development ex-U.S. ETF | BATS BZX Exchange |
| 08/28/2024 | KCAI | KraneShares Trust | KraneShares China Alpha Index ETF | NYSE Arca |
| 08/28/2024 | SMHX | VanEck ETF Trust | VanEck Fabless Semiconductor ETF | NASDAQ Global Market |
| 08/29/2024 | SMLL | Harbor ETF Trust | Harbor Active Small Cap ETF | NYSE Arca |
| 09/03/2024 | CPNS | Calamos ETF Trust | Calamos Nasdaq-100 Structured Alt Protection ETF September | NYSE Arca |
| 09/03/2024 | CPST | Calamos ETF Trust | Calamos S&P 500 Structured Alt Protection ETF September | NYSE Arca |
| 09/03/2024 | KSEP | Innovator ETFs Trust | Innovator U.S. Small Cap Power Buffer ETF - September | BATS BZX Exchange |
| 09/03/2024 | MQQQ | Investment Managers Series Trust II | Tradr 2X Long Triple Q Monthly ETF | NASDAQ Global Market |
| 09/03/2024 | NSEP | Innovator ETFs Trust | Innovator Growth-100 Power Buffer ETF - September | BATS BZX Exchange |
| 09/03/2024 | NVDW | Investment Managers Series Trust II | Tradr 1.75X Long NVDA Weekly ETF | NASDAQ Global Market |
| 09/03/2024 | QQQW | Investment Managers Series Trust II | Tradr 2X Long Triple Q Weekly ETF | NASDAQ Global Market |
| 09/03/2024 | SEPU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF | BATS BZX Exchange |
| 09/03/2024 | SOXM | Investment Managers Series Trust II | Tradr 2X Long SOXX Monthly ETF | NASDAQ Global Market |
| 09/03/2024 | SOXW | Investment Managers Series Trust II | Tradr 2X Long SOXX Weekly ETF | NASDAQ Global Market |
| 09/03/2024 | SPYB | Investment Managers Series Trust II | Tradr 2X Long SPY Weekly ETF | NASDAQ Global Market |
| 09/03/2024 | SPYM | Investment Managers Series Trust II | Tradr 2X Long SPY Monthly ETF | NASDAQ Global Market |
| 09/03/2024 | TSLW | Investment Managers Series Trust II | Tradr 1.5X Long TSLA Weekly ETF | NASDAQ Global Market |
| 09/03/2024 | ZSEP | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 1 Yr September | BATS BZX Exchange |
| 09/04/2024 | CONI | GraniteShares ETF Trust | GraniteShares 1x Short COIN Daily ETF | NASDAQ Global Market |
| 09/04/2024 | PTIR | GraniteShares ETF Trust | GraniteShares 2x Long PLTR Daily ETF | NASDAQ Global Market |
| 09/04/2024 | UBRL | GraniteShares ETF Trust | GraniteShares 2x Long UBER Daily ETF | NASDAQ Global Market |
| 09/04/2024 | YETH | Roundhill ETF Trust | Roundhill Ether Covered Call Strategy ETF | BATS BZX Exchange |
| 09/05/2024 | AREA | Harbor ETF Trust | Harbor AlphaEdge Next Generation REITs ETF | NYSE Arca |
| 09/05/2024 | CERY | SPDR Series Trust | SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF | NYSE Arca |
| 09/05/2024 | EMEQ | Macquarie ETF Trust | Macquarie Focused Emerging Markets Equity ETF | NASDAQ Global Market |
| 09/05/2024 | HYSD | Columbia ETF Trust I | Columbia Short Duration High Yield ETF | NYSE Arca |
| 09/05/2024 | ITWO | ProShares Trust | ProShares Russell 2000 High Income ETF | BATS BZX Exchange |
| 09/05/2024 | KHPI | Managed Portfolio Series | Managed Portfolio Series Kensington Hedged Premium Income ETF | BATS BZX Exchange |
| 09/05/2024 | NJNK | Columbia ETF Trust I | Columbia U.S. High Yield ETF | NYSE Arca |
| 09/05/2024 | SPIN | SSGA Active Trust | SPDR SSGA US Equity Premium Income ETF | BATS BZX Exchange |
| 09/05/2024 | VLLU | Harbor ETF Trust | Harbor AlphaEdge Large Cap Value ETF | NYSE Arca |
| 09/05/2024 | XCNY | SPDR Index Shares Fund | SPDR S&P Emerging Markets ex-China ETF | NASDAQ Global Market |
| 09/06/2024 | EQLT | iShares Trust | iShares MSCI Emerging Markets Quality Factor ETF | BATS BZX Exchange |
| 09/06/2024 | EVLU | iShares Trust | iShares MSCI Emerging Markets Value Factor ETF | BATS BZX Exchange |
| 09/09/2024 | CPSL | Calamos ETF Trust | Calamos Laddered S&P 500 Structured Alt Protection ETF | BATS BZX Exchange |
| 09/09/2024 | LFAN | Stone Ridge Trust | Stone Ridge 2054 Longevity Income ETF | BATS BZX Exchange |
| 09/09/2024 | LFAV | Stone Ridge Trust | Stone Ridge 2059 Longevity Income ETF | BATS BZX Exchange |
| 09/09/2024 | LIAK | Stone Ridge Trust | Stone Ridge 2054 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/09/2024 | LIAT | Stone Ridge Trust | Stone Ridge 2059 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/10/2024 | CAFX | Professionally Managed Portfolios | Congress Intermediate Bond ETF | NYSE Arca |
| 09/10/2024 | DECO | SSGA Active Trust | SPDR Galaxy Digital Asset Ecosystem ETF | NASDAQ Global Market |
| 09/10/2024 | DTAN | EA Series Trust | Sparkline International Intangible Value ETF | NYSE Arca |
| 09/10/2024 | ESGX | ETF Opportunities Trust | Tuttle Capital Shareholders First Index ETF | BATS BZX Exchange |
| 09/10/2024 | GUNZ | Spinnaker ETF Series | Tuttle Capital Self Defense Index ETF | BATS BZX Exchange |
| 09/10/2024 | HECO | SSGA Active Trust | SPDR Galaxy Hedged Digital Asset Ecosystem ETF | NASDAQ Global Market |
| 09/10/2024 | LLDR | Global X Funds | Global X Long-Term Treasury Ladder ETF | NYSE Arca |
| 09/10/2024 | MLDR | Global X Funds | Global X Intermediate-Term Treasury Ladder ETF | NYSE Arca |
| 09/10/2024 | NIXT | EA Series Trust | Research Affiliates Deletions ETF | NASDAQ Global Market |
| 09/10/2024 | NMB | Simplify Exchange Traded Funds | Simplify National Muni Bond ETF | NYSE Arca |
| 09/10/2024 | RDTE | Roundhill ETF Trust | Roundhill Small Cap 0DTE Covered Call Strategy ETF | BATS BZX Exchange |
| 09/10/2024 | SJCP | Manager Directed Portfolios | SanJac Alpha Core Plus Bond ETF | NASDAQ Global Market |
| 09/10/2024 | SJLD | Manager Directed Portfolios | SanJac Alpha Low Duration ETF | NASDAQ Global Market |
| 09/10/2024 | SLDR | Global X Funds | Global X Short-Term Treasury Ladder ETF | NYSE Arca |
| 09/10/2024 | TEKX | SSGA Active Trust | SPDR Galaxy Transformative Tech Accelerators ETF | NASDAQ Global Market |
| 09/11/2024 | BSMY | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2034 Municipal Bond ETF | NASDAQ Global Market |
| 09/11/2024 | PCEM | Litman Gregory Funds Trust | Polen Capital Emerging Markets ex China Growth ETF | NYSE Arca |
| 09/12/2024 | DXIV | Dimensional ETF Trust | Dimensional International Vector Equity ETF | NYSE Arca |
| 09/12/2024 | DXUV | Dimensional ETF Trust | Dimensional US Vector Equity ETF | NYSE Arca |
| 09/12/2024 | HWAY | Themes ETF Trust | Themes US Infrastructure ETF | NASDAQ Global Market |
| 09/12/2024 | NBJP | Neuberger Berman ETF Trust | Neuberger Berman Japan Equity ETF | NYSE Arca |
| 09/12/2024 | PSQA | Palmer Square Funds Trust | Palmer Square CLO Senior Debt ETF | NYSE Arca |
| 09/12/2024 | PSQO | Palmer Square Funds Trust | Palmer Square Credit Opportunities ETF | NYSE Arca |
| 09/12/2024 | SMCY | Tidal Trust II | YieldMax SMCI Option Income Strategy ETF | NYSE Arca |
| 09/16/2024 | LFAE | Stone Ridge Trust | Stone Ridge 2048 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAF | Stone Ridge Trust | Stone Ridge 2049 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAI | Stone Ridge Trust | Stone Ridge 2050 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAJ | Stone Ridge Trust | Stone Ridge 2051 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAK | Stone Ridge Trust | Stone Ridge 2052 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAL | Stone Ridge Trust | Stone Ridge 2053 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAO | Stone Ridge Trust | Stone Ridge 2055 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAQ | Stone Ridge Trust | Stone Ridge 2056 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAR | Stone Ridge Trust | Stone Ridge 2057 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAU | Stone Ridge Trust | Stone Ridge 2058 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAW | Stone Ridge Trust | Stone Ridge 2060 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAX | Stone Ridge Trust | Stone Ridge 2061 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFAZ | Stone Ridge Trust | Stone Ridge 2062 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LFBB | Stone Ridge Trust | Stone Ridge 2063 Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAB | Stone Ridge Trust | Stone Ridge 2048 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAC | Stone Ridge Trust | Stone Ridge 2049 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAE | Stone Ridge Trust | Stone Ridge 2050 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAF | Stone Ridge Trust | Stone Ridge 2051 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAG | Stone Ridge Trust | Stone Ridge 2052 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAJ | Stone Ridge Trust | Stone Ridge 2053 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAM | Stone Ridge Trust | Stone Ridge 2055 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAO | Stone Ridge Trust | Stone Ridge 2056 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAP | Stone Ridge Trust | Stone Ridge 2057 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAQ | Stone Ridge Trust | Stone Ridge 2058 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAU | Stone Ridge Trust | Stone Ridge 2060 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAV | Stone Ridge Trust | Stone Ridge 2061 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAW | Stone Ridge Trust | Stone Ridge 2062 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/16/2024 | LIAX | Stone Ridge Trust | Stone Ridge 2063 Inflation-Protected Longevity Income ETF | BATS BZX Exchange |
| 09/17/2024 | GLBL | Pacer Funds Trust | Pacer MSCI World Industry Advantage ETF | BATS BZX Exchange |
| 09/17/2024 | GMMA | Tidal Trust III | GammaRoad Market Navigation ETF | NYSE Arca |
| 09/17/2024 | PATN | Pacer Funds Trust | Pacer Nasdaq International Patent Leaders ETF | NASDAQ Global Market |
| 09/17/2024 | RFLR | Innovator ETFs Trust | Innovator U.S. Small Cap Managed Floor ETF | NYSE Arca |
| 09/18/2024 | JMID | Janus Detroit Street Trust | Janus Henderson Mid Cap Growth Alpha ETF | NASDAQ Global Market |
| 09/18/2024 | LIVR | EA Series Trust | Intelligent Livermore ETF | NASDAQ Global Market |
| 09/18/2024 | MSTU | ETF Opportunities Trust | T-Rex 2X Long MSTR Daily Target ETF | BATS BZX Exchange |
| 09/18/2024 | MSTZ | ETF Opportunities Trust | T-Rex 2X Inverse MSTR Daily Target ETF | BATS BZX Exchange |
| 09/23/2024 | PMBS | PIMCO ETF Trust | PIMCO Mortgage-Backed Securities Active Exchange-Traded Fund | NASDAQ Global Market |
| 09/23/2024 | RSSE | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Equal Weight Buffer ETF September | NYSE Arca |
| 09/23/2024 | SEPM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - September | BATS BZX Exchange |
| 09/23/2024 | TSEP | First Trust Exchange-Traded Fund VIII | FT Vest Emerging Market Buffer ETF - September | BATS BZX Exchange |
| 09/24/2024 | COPA | Themes ETF Trust | Themes Copper Miners ETF | BATS BZX Exchange |
| 09/24/2024 | LIMI | Themes ETF Trust | Themes Lithium & Battery Metal Miners ETF | BATS BZX Exchange |
| 09/24/2024 | MYCF | SSGA Active Trust | SPDR SSGA My2026 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCG | SSGA Active Trust | SPDR SSGA My2027 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCH | SSGA Active Trust | SPDR SSGA My2028 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCI | SSGA Active Trust | SPDR SSGA My2029 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCJ | SSGA Active Trust | SPDR SSGA My2030 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCK | SSGA Active Trust | SPDR SSGA My2031 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCL | SSGA Active Trust | SPDR SSGA My2032 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCM | SSGA Active Trust | SPDR SSGA My2033 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYCN | SSGA Active Trust | SPDR SSGA My2034 Corporate Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYMF | SSGA Active Trust | SPDR SSGA My2026 Municipal Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYMG | SSGA Active Trust | SPDR SSGA My2027 Municipal Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYMH | SSGA Active Trust | SPDR SSGA My2028 Municipal Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYMI | SSGA Active Trust | SPDR SSGA My2029 Municipal Bond ETF | NASDAQ Global Market |
| 09/24/2024 | MYMJ | SSGA Active Trust | SPDR SSGA My2030 Municipal Bond ETF | NASDAQ Global Market |
| 09/24/2024 | QSIX | Pacer Funds Trust | Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF | NASDAQ Global Market |
| 09/24/2024 | THIR | THOR Financial Technologies Trust | THOR Index Rotation ETF | New York Stock Exchange |
| 09/24/2024 | URAN | Themes ETF Trust | Themes Uranium & Nuclear ETF | BATS BZX Exchange |
| 09/24/2024 | WUSA | Simplify Exchange Traded Funds | Simplify Wolfe US Equity 150/50 ETF | NYSE Arca |
| 09/25/2024 | CLOB | VanEck ETF Trust | VanEck AA-BB CLO ETF | NYSE Arca |
| 09/25/2024 | MMKT | Texas Capital Funds Trust | Texas Capital Government Money Market ETF | New York Stock Exchange |
| 09/25/2024 | SWP | Manager Directed Portfolios | SWP Growth & Income ETF | NASDAQ Global Market |
| 09/26/2024 | BUFY | First Trust Exchange-Traded Fund VIII | FT Vest Laddered International Moderate Buffer ETF | BATS BZX Exchange |
| 09/26/2024 | JDIV | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Dividend Leaders ETF | NYSE Arca |
| 09/27/2024 | NFLU | ETF Opportunities Trust | T-Rex 2X Long NFLX Daily Target ETF | BATS BZX Exchange |
| 09/30/2024 | HYBI | NEOS ETF Trust | NEOS Enhanced Income Credit Select ETF | NASDAQ Global Market |
| 09/30/2024 | SHUS | Exchange Listed Funds Trust | Exchange Stratified LargeCap Hedged ETF | NYSE Arca |
| 09/30/2024 | SSPY | Exchange Listed Funds Trust | Exchange Stratified LargeCap Index ETF | NYSE Arca |
| 10/01/2024 | AOCT | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 2 Yr to October 2026 | BATS BZX Exchange |
| 10/01/2024 | APOC | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 6mo Apr/Oct | BATS BZX Exchange |
| 10/01/2024 | CNAV | Collaborative Investment Series Trust | Mohr Company Nav ETF | BATS BZX Exchange |
| 10/01/2024 | CPRO | Calamos ETF Trust | Calamos Russell 2000 Structured Alt Protection ETF - October | NYSE Arca |
| 10/01/2024 | CPSO | Calamos ETF Trust | Calamos S&P 500 Structured Alt Protection ETF - October | NYSE Arca |
| 10/01/2024 | ELCV | Strategy Shares | Strategy Shares Eventide High Dividend ETF | NYSE Arca |
| 10/01/2024 | GQQQ | EA Series Trust | Astoria US Quality Growth Kings ETF | NASDAQ Global Market |
| 10/01/2024 | OCTU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF | BATS BZX Exchange |
| 10/01/2024 | QQQP | Investment Managers Series Trust II | Tradr 2X Long Triple Q Quarterly ETF | NASDAQ Global Market |
| 10/01/2024 | SMAX | iShares Trust | iShares Large Cap Max Buffer Sep ETF | BATS BZX Exchange |
| 10/01/2024 | SPYQ | Investment Managers Series Trust II | Tradr 2X Long SPY Quarterly ETF | NASDAQ Global Market |
| 10/01/2024 | TLTM | Investment Managers Series Trust II | Tradr 2X Long TLT Monthly ETF | NASDAQ Global Market |
| 10/01/2024 | TLTQ | Investment Managers Series Trust II | Tradr 1.75X Long TLT Quarterly ETF | NASDAQ Global Market |
| 10/01/2024 | ZOCT | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 1 Yr October | BATS BZX Exchange |
| 10/03/2024 | DRAG | Roundhill ETF Trust | Roundhill China Dragons ETF | BATS BZX Exchange |
| 10/03/2024 | EDGF | The Advisors Inner Circle Fund II | 3EDGE Dynamic Fixed Income ETF | NYSE Arca |
| 10/03/2024 | EDGH | The Advisors Inner Circle Fund II | 3EDGE Dynamic Hard Assets ETF | NYSE Arca |
| 10/03/2024 | EDGI | The Advisors Inner Circle Fund II | 3EDGE Dynamic International Equity ETF | NYSE Arca |
| 10/03/2024 | EDGU | The Advisors Inner Circle Fund II | 3EDGE Dynamic US Equity ETF | NYSE Arca |
| 10/03/2024 | FTCE | First Trust Exchange-Traded Fund VI | First Trust New Constructs Core Earnings Leaders ETF | NYSE Arca |
| 10/03/2024 | NFXL | Direxion Shares ETF Trust | Direxion Daily NFLX Bull 2X Shares | NASDAQ Global Market |
| 10/03/2024 | NFXS | Direxion Shares ETF Trust | Direxion Daily NFLX Bear 1X Shares | NASDAQ Global Market |
| 10/03/2024 | TSMX | Direxion Shares ETF Trust | Direxion Daily TSM Bull 2X Shares | NASDAQ Global Market |
| 10/03/2024 | TSMZ | Direxion Shares ETF Trust | Direxion Daily TSM Bear 1X Shares | NASDAQ Global Market |
| 10/07/2024 | AZNH | AstraZeneca PLC ADRhedged | AstraZeneca PLC ADRhedged AstraZeneca PLC ADRhedged | BATS BZX Exchange |
| 10/07/2024 | HSBH | AstraZeneca PLC ADRhedged | AstraZeneca PLC ADRhedged HSBC Holdings plc ADRhedged | BATS BZX Exchange |
| 10/07/2024 | SHEH | AstraZeneca PLC ADRhedged | AstraZeneca PLC ADRhedged Shell plc ADRhedged | BATS BZX Exchange |
| 10/07/2024 | WCME | First Trust Exchange-Traded Fund | WCM Developing World Equity ETF | NYSE Arca |
| 10/07/2024 | WCMI | First Trust Exchange-Traded Fund | WCM International Equity ETF | NYSE Arca |
| 10/08/2024 | BUYO | KraneShares Trust | KraneShares Man Buyout Beta Index ETF | NYSE Arca |
| 10/08/2024 | PLTY | Tidal Trust II | YieldMax PLTR Option Income Strategy ETF | NYSE Arca |
| 10/09/2024 | TRSY | DBX ETF Trust | Xtrackers US 0-1 Year Treasury ETF | BATS BZX Exchange |
| 10/10/2024 | AVL | Direxion Shares ETF Trust | Direxion Daily AVGO Bull 2X Shares | NASDAQ Global Market |
| 10/10/2024 | AVS | Direxion Shares ETF Trust | Direxion Daily AVGO Bear 1X Shares | NASDAQ Global Market |
| 10/10/2024 | INFO | Harbor ETF Trust | Harbor PanAgora Dynamic Large Cap Core ETF | NYSE Arca |
| 10/10/2024 | MUD | Direxion Shares ETF Trust | Direxion Daily MU Bear 1X Shares | NASDAQ Global Market |
| 10/10/2024 | MUU | Direxion Shares ETF Trust | Direxion Daily MU Bull 2X Shares | NASDAQ Global Market |
| 10/10/2024 | SEEM | SEI Exchange Traded Funds | SEI Select Emerging Markets Equity ETF | NASDAQ Global Market |
| 10/10/2024 | SEIE | SEI Exchange Traded Funds | SEI Select International Equity ETF | NASDAQ Global Market |
| 10/10/2024 | SEIS | SEI Exchange Traded Funds | SEI Select Small Cap ETF | NASDAQ Global Market |
| 10/11/2024 | NATO | Themes ETF Trust | Themes Transatlantic Defense ETF | NASDAQ Global Market |
| 10/11/2024 | RSMC | Tidal Trust III | Rockefeller U.S. Small-Mid Cap ETF | NYSE Arca |
| 10/15/2024 | PPI | Investment Managers Series Trust II | AXS Astoria Real Assets ETF | NASDAQ Global Market |
| 10/16/2024 | BTGD | Tidal Trust II | STKD Bitcoin & Gold ETF | NASDAQ Global Market |
| 10/16/2024 | KMID | Virtus ETF Trust II | Virtus KAR Mid-Cap ETF | NYSE Arca |
| 10/17/2024 | BTCI | NEOS ETF Trust | NEOS Bitcoin High Income ETF | BATS BZX Exchange |
| 10/17/2024 | NDAA | Tidal Trust III | Ned Davis Research 360 Dynamic Allocation ETF | NASDAQ Global Market |
| 10/21/2024 | DHDG | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF | BATS BZX Exchange |
| 10/21/2024 | ESN | Northern Lights Fund Trust II | Essential 40 Stock ETF | NASDAQ Global Market |
| 10/21/2024 | OCTM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - October | BATS BZX Exchange |
| 10/21/2024 | QCOC | First Trust Exchange-Traded Fund VIII | FT Vest Nasdaq-100 Conservative Buffer ETF - October | BATS BZX Exchange |
| 10/21/2024 | UXOC | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Uncapped Accelerator ETF - October | BATS BZX Exchange |
| 10/22/2024 | BAI | BlackRock ETF Trust | iShares A.I. Innovation and Tech Active ETF | NYSE Arca |
| 10/22/2024 | EUAD | Spinnaker ETF Series | Select STOXX Europe Aerospace & Defense ETF | BATS BZX Exchange |
| 10/22/2024 | TEK | BlackRock ETF Trust | iShares Technology Opportunities Active ETF | NYSE Arca |
| 10/22/2024 | XMAG | Tidal Trust II | Defiance Large Cap ex-Mag 7 ETF | NASDAQ Global Market |
| 10/23/2024 | SMAP | Amplify ETF Trust | Amplify Small-Mid Cap Equity ETF | NYSE Arca |
| 10/24/2024 | ETQ | T-Rex 2X Long Bitcoin Daily Target ETF | T-Rex 2X Inverse Ether Daily Target ETF | BATS BZX Exchange |
| 10/24/2024 | ETU | T-Rex 2X Long Bitcoin Daily Target ETF | T-Rex 2X Long Ether Daily Target ETF | BATS BZX Exchange |
| 10/24/2024 | HFSP | Tidal Trust III | TradersAI Large Cap Equity & Cash ETF | NASDAQ Global Market |
| 10/24/2024 | QNXT | iShares Trust | iShares Nasdaq-100 ex Top 30 ETF | NASDAQ Global Market |
| 10/24/2024 | QTOP | iShares Trust | iShares Nasdaq Top 30 Stocks ETF | NASDAQ Global Market |
| 10/24/2024 | TOPT | iShares Trust | iShares Top 20 U.S. Stocks ETF | NYSE Arca |
| 10/24/2024 | TTEQ | T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price Technology ETF | NASDAQ Global Market |
| 10/28/2024 | RGEF | Tidal Trust III | Rockefeller Global Equity ETF | NYSE Arca |
| 10/29/2024 | GMOI | The 2023 ETF Series Trust II | GMO International Value ETF | NYSE Arca |
| 10/29/2024 | GMOV | The 2023 ETF Series Trust II | GMO US Value ETF | NYSE Arca |
| 10/29/2024 | QLTI | The 2023 ETF Series Trust II | GMO International Quality ETF | NYSE Arca |
| 10/29/2024 | TLTP | Amplify ETF Trust | Amplify Bloomberg U.S. Treasury Target High Income ETF | BATS BZX Exchange |
| 10/31/2024 | LFSC | The RBB Fund, Inc. | F/m Emerald Life Sciences Innovation ETF | NASDAQ Global Market |
| 10/31/2024 | XPAY | Roundhill ETF Trust | Roundhill S&P 500 Target 20 Managed Distribution ETF | NYSE Arca |
| 11/01/2024 | CPSN | Calamos ETF Trust | Calamos S&P 500 Structured Alt Protection ETF November | NYSE Arca |
| 11/01/2024 | FPAS | Investment Managers Series Trust III | FPA Short Duration Government ETF | BATS BZX Exchange |
| 11/01/2024 | KNOV | Innovator ETFs Trust | Innovator U.S. Small Cap Power Buffer ETF - November | BATS BZX Exchange |
| 11/01/2024 | NNOV | Innovator ETFs Trust | Innovator Growth-100 Power Buffer ETF - November | BATS BZX Exchange |
| 11/01/2024 | NVBU | AIM ETF Products Trust | AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF | BATS BZX Exchange |
| 11/01/2024 | ZNOV | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 1 Yr November | BATS BZX Exchange |
| 11/04/2024 | BKDV | BNY Mellon ETF Trust II | BNY Mellon Dynamic Value ETF | NYSE Arca |
| 11/06/2024 | PIEQ | Principal Exchange-Traded Funds | Principal International Equity ETF | BATS BZX Exchange |
| 11/07/2024 | GRNY | Tidal ETF Trust | Fundstrat Granny Shots US Large Cap ETF | NYSE Arca |
| 11/08/2024 | LDRC | iShares Trust | iShares iBonds 1-5 Year Corporate Ladder ETF | NYSE Arca |
| 11/08/2024 | LDRH | iShares Trust | iShares iBonds 1-5 Year High Yield and Income Ladder ETF | NYSE Arca |
| 11/08/2024 | LDRI | iShares Trust | iShares iBonds 1-5 Year TIPS Ladder ETF | NYSE Arca |
| 11/08/2024 | LDRT | iShares Trust | iShares iBonds 1-5 Year Treasury Ladder ETF | NYSE Arca |
| 11/08/2024 | PEPS | Morgan Stanley ETF Trust | Parametric Equity Plus ETF | NASDAQ Global Market |
| 11/11/2024 | FMCE | Northern Lights Fund Trust IV | FM Compounders Equity ETF | NYSE Arca |
| 11/12/2024 | CRWL | GraniteShares ETF Trust | GraniteShares 2x Long CRWD Daily ETF | NASDAQ Global Market |
| 11/12/2024 | MULL | GraniteShares ETF Trust | GraniteShares 2x Long MU Daily ETF | NASDAQ Global Market |
| 11/12/2024 | TSMU | GraniteShares ETF Trust | GraniteShares 2x Long TSM Daily ETF | NASDAQ Global Market |
| 11/13/2024 | ITDJ | iShares Trust | iShares LifePath Target Date 2070 ETF | NYSE Arca |
| 11/13/2024 | JIII | Janus Detroit Street Trust | Janus Henderson Income ETF | NYSE Arca |
| 11/14/2024 | DEXC | Dimensional ETF Trust | Dimensional Emerging Markets ex China Core Equity ETF | NYSE Arca |
| 11/15/2024 | STSB | EA Series Trust | Stance Sustainable Beta ETF | NASDAQ Global Market |
| 11/18/2024 | ACLO | TCW ETF Trust | TCW AAA CLO ETF | New York Stock Exchange |
| 11/18/2024 | BAFE | The Advisors' Inner Circle Fund III | Brown Advisory Flexible Equity ETF | NASDAQ Global Market |
| 11/18/2024 | BIDD | BlackRock ETF Trust | BlackRock International Dividend ETF | NYSE Arca |
| 11/18/2024 | FHDG | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Quarterly Dynamic Buffer ETF | BATS BZX Exchange |
| 11/18/2024 | HYBX | TCW ETF Trust | TCW High Yield Bond ETF | New York Stock Exchange |
| 11/18/2024 | IGCB | TCW ETF Trust | TCW Corporate Bond ETF | New York Stock Exchange |
| 11/18/2024 | MUSE | TCW ETF Trust | TCW Multisector Credit Income ETF | New York Stock Exchange |
| 11/18/2024 | NOVM | First Trust Exchange-Traded Fund VIII | FT Vest U.S. Equity Max Buffer ETF - November | BATS BZX Exchange |
| 11/18/2024 | QMNV | First Trust Exchange-Traded Fund VIII | FT Vest Nasdaq-100 Moderate Buffer ETF - November | BATS BZX Exchange |
| 11/18/2024 | SLNZ | TCW ETF Trust | TCW Senior Loan ETF | New York Stock Exchange |
| 11/19/2024 | FIRI | Tidal ETF Trust | FIRE Funds Income Target ETF | NYSE Arca |
| 11/19/2024 | FIRS | Tidal ETF Trust | FIRE Funds Wealth Builder ETF | NYSE Arca |
| 11/19/2024 | SMBS | Schwab Strategic Trust | Schwab Mortgage-Backed Securities ETF | NYSE Arca |
| 11/20/2024 | USAF | The 2023 ETF Series Trust | Atlas America Fund | NASDAQ Global Market |
Related Files
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